Dustin C. Salem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dustin Christopher Salem was a registered financial professional .
Dustin is a previously registered financial professional and started their career in finance in 2000. Dustin had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2015 - September 16, 2015
GT SECURITIES, INC.
May 8, 2013 - June 28, 2013
ANTAEUS CAPITAL, INC.
May 21, 2012 - February 21, 2013
IMPERIAL CAPITAL, LLC
September 8, 2011 - March 6, 2012
AURIGA USA, LLC
August 23, 2010 - September 20, 2011
CAPSTONE INVESTMENTS
June 16, 2005 - August 23, 2010
ROTH CAPITAL PARTNERS, LLC
February 13, 2004 - June 20, 2005
RAYMOND JAMES & ASSOCIATES, INC.
September 22, 2000 - March 29, 2004
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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