Scott C. Foreman

CAPITAL MANAGEMENT ASSOCIATES

Minneapolis, MN 55431-1120

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CRD#: 4266227

Professional summary

Scott Cameron Foreman is a registered financial advisor currently at CAPITAL MANAGEMENT ASSOCIATES INC located in Minneapolis, Minnesota and CAPITAL MANAGEMENT SECURITIES, INC. located in Minneapolis, Minnesota.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance sales - Non Investment Related - 1 hour per month. Hispanic Republican Assembly of MN (political group) - Secretary, 1 hour per month. Non investment related. Start date 8.1.2022. 204 Emerson Ave East West St Paul, MN 55118

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Cameron Foreman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2016 - Present

CAPITAL MANAGEMENT ASSOCIATES INC

Office #1: 7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120

RIA

CRD#: 105010

Minneapolis, MN

Current

August 1, 2016 - Present

CAPITAL MANAGEMENT SECURITIES, INC.

Office #1: 7900 Xerxes Ave S. #500, Minneapolis, MN 55431-1120

CRD#: 10579

Minneapolis, MN

Past

January 28, 2014 - July 29, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

MINNEAPOLIS, MN

Past

May 8, 2001 - July 29, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL MANAGEMENT ASSOCIATES INC

CAPITAL MANAGEMENT ASSOCIATES INC | UNITED INVESTMENT GROUP | RONIN ADVISORY | FIRST ADVISORS

CRD#: 105010 / SEC#: 801-35808

RIA

Registered Investment Advisory firm - (1/2/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/1/2016)

Colorado
(8/1/2016)

IAR

Iowa
(12/8/2016)

Minnesota
(8/1/2016)

IAR

Minnesota
(8/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL MANAGEMENT ASSOCIATES INC

CAPITAL MANAGEMENT ASSOCIATES INC | UNITED INVESTMENT GROUP | RONIN ADVISORY | FIRST ADVISORS

CRD#: 105010 / SEC#: 801-35808

RIA

Registered Investment Advisory firm - (1/2/1990 Approved)

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Contact information

Main Address

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120

Mailing Address

Phone number

(952) 893-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART IIA 3.31.25 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	932
AUM (Assets Under Management)	$ 1,627,864,626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott C. Foreman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Cameron Foreman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL MANAGEMENT SECURITIES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAPITAL MANAGEMENT ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2016

Series 63

Date: 10/30/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/4/2000

FINRA

Current Firm

CAPITAL MANAGEMENT ASSOCIATES INC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT ASSOCIATES INC

TRUST BUT VERIFY

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