Brian V. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Vincent Murphy was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 4 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2009 - October 9, 2012
CITADEL SECURITIES LLC
April 14, 2008 - October 2, 2009
PHOENIX DERIVATIVES GROUP, LLC
January 23, 2002 - March 28, 2008
KBC SECURITIES USA LLC
July 17, 2001 - October 16, 2001
KBC SECURITIES USA LLC
October 12, 2000 - July 17, 2001
ADIRONDACK ELECTRONIC MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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