Michael W. Aragao

M. W. ARAGAO INVESTMENT ADVISORS

Cumberland, RI 02864

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CRD#: 4265893

Professional summary

Michael W Aragao is a registered financial advisor currently at M. W. ARAGAO INVESTMENT ADVISORS, LLC located in Cumberland, Rhode Island.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

04/2001 - PRESENT, VARIOUS INSURANCE CARRIERS, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT, TAX PREPARATION, CUMBERLAND, RI.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael W Aragao's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2005 - Present

M. W. ARAGAO INVESTMENT ADVISORS, LLC

Office #1: 2374 Diamond Hill Road 3b, Cumberland, RI 02864

RIA

CRD#: 134395

Cumberland, RI

Past

August 22, 2001 - February 5, 2004

WADDELL & REED

RIA

CRD#: 866

WARWICK, RI

Past

July 20, 2001 - February 5, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(2/15/2005)

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Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/2001

General Securities Representative Examination

Current Firm

M. W. ARAGAO INVESTMENT ADVISORS, LLC

CRD#: 134395 / SEC#:

Rhode Island

Registered Investment Advisory firm - (2/15/2005 Approved)

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Contact information

Main Address

2374 Diamond Hill Road 3b, Cumberland, RI 02864

Mailing Address

Phone number

(401) 475-7570

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	596
AUM (Assets Under Management)	$ 42,021,499

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael W. Aragao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael W Aragao's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. W. ARAGAO INVESTMENT ADVISORS, LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2001

Series 7

Date: 7/19/2001

Current Firm

M. W. ARAGAO INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M. W. ARAGAO INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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