William P. Slusser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Peter Slusser was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1960. William had worked at 8 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 1988 - March 6, 2020
SLUSSER ASSOCIATES INC.
May 30, 1980 - June 1, 1984
BLYTH EASTMAN PAINE WEBBER INCORPORATED
January 31, 1980 - October 18, 1989
UBS FINANCIAL SERVICES INC.
January 14, 1976 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
February 7, 1975 - September 7, 1976
SHIELDS MODEL ROLAND SECURITIES INCORPORATED
September 20, 1974 - January 13, 1976
SHIELDS MODEL ROLAND INCORPORATED
November 18, 1970 - February 7, 1975
SHIELD SECURITIES CORPORATION
February 26, 1960 - September 20, 1974
SHIELDS & COMPANY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/27/1956
Registered Representative ExaminationCurrent Firm
SLUSSER ASSOCIATES INC.
CRD#: 22891 / SEC#: , 8-40034
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
