AA
Anissa M. Attard
CENTAURUS FINANCIAL
Soquel, CA 95073
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CRD#: 4265671
AA
Professional summary
Anissa M Attard, AIF® is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Soquel, California.
Anissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Anissa has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INTEGRITE FINANCIAL, NON-INVESTMENT RELATED, CAPITOLA, CA 95010, DBA FOR BRANDING PURPOSES ONLY, FINANCIAL ADVISOR, SINCE 10/23/2018. 2. STRONG CONFIDENT LIVING POSITION: Affiliate NATURE: Coaching/affiliate for referrals INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2023 ADDRESS: PO Box 1068, Capitola CA 95010, United States DESCRIPTION: Advertising Mindset Coaching Programs 3. INTEGRITE INSURANCE GROUP POSITION: Owner NATURE: Fixed Insurance, Group Health, Short Term, long Term Disability, Accident & Sickness, Group long Term Care, Dental and Vision INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2025 ADDRESS: 2425 Porter St. Suite 13, Soquel CA 95073, United States DESCRIPTION: Sale of Group Benefits
CRS (Client Relationship Summary) - RIA
Click below to view Anissa M Attard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anissa M Attard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 3, 2012 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2425 Porter Street Suite #13, Soquel, CA 95073RIA
BD
CRD#: 30833
Soquel, CA
Current
October 2, 2012 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 2425 Porter Street Suite #13, Soquel, CA 95073RIA
BD
CRD#: 30833
Soquel, CA
Past
November 16, 2010 - October 9, 2012
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
SALINAS, CA
Past
January 31, 2007 - July 15, 2010
PFS INVESTMENTS INC.
BD
CRD#: 10111
SALINAS, CA
Past
November 9, 2000 - December 31, 2006
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/8/2021)
IAR
Arizona(3/2/2022)
RR
California(10/2/2012)
IAR
California(10/5/2012)
IAR
Colorado(2/6/2025)
RR
Hawaii(1/13/2016)
IAR
Hawaii(2/8/2016)
IAR
Michigan(5/17/2023)
RR
Texas(7/29/2024)
IAR
Texas(7/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
