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LC

Lisa E. Craft

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CRD#: 4265436
LC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Ellen Craft, who also goes by Lisa E Craft, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 2001. Lisa had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lisa E Craft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 23, 2022 - September 18, 2024

ASHFORD SECURITIES LLC

BD
CRD#: 305330
DALLAS, TX
Past

April 1, 2020 - May 19, 2022

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

July 11, 2015 - February 28, 2020

TRILOMA SECURITIES, LLC

BD
CRD#: 173059
WINTER PARK, FL
Past

October 27, 2009 - June 17, 2015

CNL SECURITIES CORP.

BD
CRD#: 10356
ORLANDO, FL
Past

March 22, 2007 - July 31, 2009

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL
Past

September 18, 2001 - March 19, 2007

CNL SECURITIES CORP.

BD
CRD#: 10356
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/12/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/2001
General Securities Representative Examination

Current Firm

AS
ASHFORD SECURITIES LLC
ASHFORD SECURITIES LLC

CRD#: 305330 / SEC#: , 8-70405

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
14185 Dallas Parkway, Suite 780, Dallas, TX 75254
Mailing Address
14185 Dallas Parkway, Suite 780, Dallas, TX 75254
Phone number
(469) 729-0500
Established
Delaware since 07/15/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KYLEMORE HOLDINGS LLCSOLE MEMBER
MOORE, PETER ALFRED JRCHIEF COMPLIANCE OFFICER1979755
STEIGERWALD, CARL JACOB IIICEO1231837
SUMNER, GARRETT BRUCE JRFINOP/ PFO/ POO6320306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASHFORD SECURITIES LLC

CRD#: 305330

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