Dustin S. Meza

AE WEALTH MANAGEMENT

Lenexa, KS 66219

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CRD#: 4265066

Professional summary

Dustin Stuart Meza, who also goes by Dustin Stuart Meza, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Lenexa, Kansas and AE FINANCIAL SERVICES, LLC located in Lenexa, Kansas.

Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dustin has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dustin Stuart Meza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AE Wealth Management LLC POSITION: Investment Advisor Representative NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 12/2024 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Securities Sales and Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Stuart Meza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2025 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 8801 Renner Blvd Suite 100, Lenexa, KS 66219

RIA

CRD#: 282580

Lenexa, KS

Current

January 7, 2025 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 8801 Renner Blvd., Lenexa, KS 66219-9717

CRD#: 298608

Lenexa, KS

Past

November 8, 2021 - October 30, 2024

NUANCE INVESTMENTS, LLC

RIA

CRD#: 148534

KANSAS CITY, MO

Past

May 17, 2021 - October 15, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MINNEAPOLIS, MN

Past

May 17, 2021 - October 15, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

March 6, 2015 - May 13, 2021

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

March 2, 2015 - May 13, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

April 28, 2006 - December 3, 2014

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

KANSAS CITY, MO

Past

April 16, 2001 - December 3, 2014

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

September 14, 2000 - April 13, 2001

BROKERAGE ADMINISTRATORS CORPORATION

CRD#: 37432

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/12/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/12/2024

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dustin S. Meza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Stuart Meza's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

NUANCE INVESTMENTS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

WADDELL & REED

WADDELL & REED

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

BROKERAGE ADMINISTRATORS CORPORATION

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2006

Series 63

Date: 9/18/2000

Series 7TO

Date: 2/12/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2000

Series 24

Date: 2/12/2024

Series 4

Date: 2/12/2024

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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