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GB

Gregory L. Brodnik

SCHWAB WEALTH ADVISORY
INDIANAPOLIS, IN 46240-2482
Some features on this profile are disabled
CRD#: 4264847
GB

Professional summary

Gregory Louis Brodnik, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RENTAL PROPERTY ADDRESS: 1271 JOY COURT | GREENWOOD, IN NATURE OF THE BUSINESS: RENTAL REAL ESTATE POSITION/TITLE: CO-OWNER INVESTMENT RELATED:NO START DATE: 06/01/2012 HOURS PER MONTH DEVOTED TO THIS BUSINESS: LESS THAN 20 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES:Wife and I own a duplex in Greenwood that we rent to tenants. collecting rent, screening tenants, keeping property inhabitable (2) RENTAL PROPERTY 1040 N MERIDIAN STREET, GREENWOOD, IN | INVESTMENT RELATED | REAL ESTATE | SOLE PROPRIETER | 7/30/2020 | LESS THAN 20 HOURS ; 0 DURING TRADING HOURS | Wife and I own rental property. Duties include screening tenants, collecting rent, paying property expenses enforcing terms of lease

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Louis Brodnik's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 23, 2017 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
RIA
CRD#: 159035
INDIANAPOLIS, IN
Current

August 23, 2017 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
RIA
BD
CRD#: 5393
Indianapolis, IN
Past

March 16, 2016 - August 7, 2017

TD AMERITRADE, INC.

RIA
CRD#: 7870
INDIANAPOLIS, IN
Past

March 16, 2016 - August 7, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Indianapolis, IN
Past

March 16, 2016 - August 7, 2017

TD AMERITRADE, INC.

BD
CRD#: 7870
INDIANAPOLIS, IN
Past

January 27, 2015 - March 4, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
GREENWOOD, IN
Past

December 16, 2014 - March 4, 2016

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
GREENWOOD, IN
Past

June 18, 2004 - March 23, 2009

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
GREENWOOD, IN
Past

September 23, 2003 - October 9, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

October 24, 2000 - June 10, 2002

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/2/2018)
RR
California
(8/23/2017)
RR
Connecticut
(2/7/2024)
RR
Florida
(1/2/2018)
RR
Georgia
(1/2/2018)
RR
Illinois
(1/2/2018)
RR
Indiana
(8/23/2017)
IAR
Indiana
(8/23/2017)
RR
Iowa
(8/3/2022)
RR
Kansas
(3/12/2025)
RR
Kentucky
(8/23/2017)
RR
Maryland
(1/2/2018)
RR
Massachusetts
(1/2/2018)
RR
Michigan
(8/23/2017)
RR
Minnesota
(1/2/2018)
RR
Mississippi
(4/6/2023)
RR
Missouri
(1/2/2018)
RR
New Mexico
(2/7/2024)
RR
New York
(2/7/2024)
RR
North Carolina
(1/2/2018)
RR
Ohio
(8/23/2017)
RR
Oregon
(7/25/2018)
RR
Pennsylvania
(7/25/2018)
RR
South Dakota
(6/29/2023)
IAR
South Dakota
(6/30/2023)
RR
Tennessee
(7/25/2018)
RR
Texas
(1/2/2018)
IAR
Texas
(1/11/2021)
RR
Washington
(8/11/2021)
RR
West Virginia
(7/17/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/27/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/27/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/23/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/21/2021
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Indianapolis, IN 46240-2482

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