James S. Morper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Morper was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2000. James had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2017 - November 30, 2018
RETIREMENT PLAN ADVISORS SERVICES, LLC
December 14, 2009 - November 30, 2018
RETIREMENT PLAN ADVISORS, LLC
July 13, 2005 - December 7, 2009
RETIREMENT PLAN ADVISORS, LLC
November 19, 2001 - December 13, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 3, 2000 - July 3, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/9/2008
Corporate Securities Limited Representative ExaminationCurrent Firm
RETIREMENT PLAN ADVISORS SERVICES, LLC
CRD#: 111392 / SEC#: , 8-53159
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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