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Ahmed Jalil Awan

CRD# 4264609·Registered 2001 - 2002
Barred: Ahmed Jalil Awan was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Ahmed Jalil Awan was a registered financial advisor. Ahmed was a previously registered financial professional and started their career in finance 2001 - 2002. Ahmed had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

Past

BERRY-SHINO SECURITIES, INC.Past·CRD# 38098
BD
Scottsdale, AZ
July 24, 2002 - November 20, 2002
SOURCE CAPITAL GROUP, INC.Past·CRD# 36719
BD
Westport, CT
December 19, 2001 - July 25, 2002
FINANCIAL WEST GROUPPast·CRD# 16668
BD
Reno, NV
August 7, 2001 - December 20, 2001
BERNARD, LEE & EDWARDS SECURITIES, INCPast·CRD# 24050
BD
Leesburg, FL
February 21, 2001 - August 21, 2001

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Current Firm

BS
BERRY-SHINO SECURITIES, INC.

BERRY-SHINO SECURITIES, INC.

CRD#: 38098 / SEC#: 8-48091
BD
Terminated by SEC on 04/26/2014

Contact Information

Established

Arizona since 07/16/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MALONE, VERNA CAMPBELLSHAREHOLDER, DIRECTOR5943148
BERRY, ROBERT LEESHAREHOLDER, DIRECTOR, PRESIDENT1575345
CAMPBELL, MARLENE MARYSHAREHOLDER6124193
CAMPBELL, ROBERT MARLOWESHAREHOLDER6124205
HUNTER WISE SECURITIES, LLCSHAREHOLDER104193
DANIEL, MARY TERESEFINOP, CFO, CCO4539009

Disclosures

Regulatory Event

4

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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