Ahmed J. Awan
Professional summary
Ahmed Jalil Awan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ahmed is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Ahmed had worked at 4 firms, which includes BERRY-SHINO SECURITIES INC., SOURCE CAPITAL GROUP INC., FINANCIAL WEST GROUP, BERNARD LEE & EDWARDS SECURITIES INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2002 - November 20, 2002
BERRY-SHINO SECURITIES, INC.
December 19, 2001 - July 25, 2002
SOURCE CAPITAL GROUP, INC.
August 7, 2001 - December 20, 2001
FINANCIAL WEST GROUP
February 21, 2001 - August 21, 2001
BERNARD, LEE & EDWARDS SECURITIES, INC
State Registrations and Notice Filings
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Exams
Current Firm
BERRY-SHINO SECURITIES, INC.
CRD#: 38098 / SEC#: , 8-48091
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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