ST
Scott E. Tobe
KESTRA ADVISORY SERVICES
PITTSBURGH, PA
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CRD#: 4264479
ST
Professional summary
Scott Eric Tobe is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Pittsburgh, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Pittsburgh, Pennsylvania.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BN: SIGNATURE VENTURES, LLC POS: Mmbr Investor NOB: Private Equity Investing INVST REL: N #OF HRS: 8 SEC TRADING HRS: 7 STRT DTE: 11/01/2020 ADRS: 1301 Grandview Ave, Pittsburgh PA 15211, US DESC No duties or obligations beyond participating in the sourcing & screening of the opps BN:Signature Fusion Angel Investments, LLC Invst Rel:Y Adr: 1301 Granview ave ste 300 Pittsburgh PA 15211 NOB: Angel investing Title: Mmbr Strt Dte:6/1/11 Hrs/mth:0-16 Duts: Marc &I go to mtngs &decide what we want to invest in. BN:Kestra Advisory Services, LLC Invst Rel:Y Adr: 5707 Southwest Pkwy Bldng 2, Ste 400 Austin,TX 78735 NOB: Investm Advisory srvcs thru Kestra Advisory Srvcs, LLC Title: Investm Advisor Rep Strt Dte:4/4/16 Hrs/ mo: Up to 100% (0-160 hrs)Duts:Invstmnt advisory srvcs BN: Entrepreneurs org Invst Rel: N Adr: 500 Montgomery St Alexandria VA 22314 NOB: networking group Title: Board Mmbr Strt Dte: 1/30/15 Hrs/mth: 0-16 Duts: network w/other busi owners POS: null NOB: null INVST REL:N DESC: null BN: BALTO LLC POS: mmbr NOB: invst vehicle for private equity INVST REL:Y #OF HRS:0 SEC TRADING HRS:0 STRT DTE:3/25/2022 ADR: 1403 Freeport Road, Cheswich PA 15024 DESC: No specific duties, angel investor only BN: D2T LLC POS: mmbr NOB: angel investing INVST REL: N # OF HRS: 0 SEC TRADING HRS: 0 STRT DTE: 02/11/2020 ADR: 1301 Grandview Ave Ste 300, Pittsburgh PA 15211 DESC: Strictly angel investor BN: SIGNATURE FINANCIAL PLANNING POSITION: CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 11/02/2002 ADDRESS: 525 William Penn Place, suite 3401, Pittsburgh PA 15219 DESCRIPTION: To run the firm as well as to be a financial advisor BN: SIGNATURE WEALTH POSITION: CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 11/02/2002 ADDRESS: 525 William Penn Place, suite 3401, Pittsburgh PA 15219 DESCRIPTION: To run the firm as well as to be a financial advisor BN: SIGNATURE LEGACY HOLDINGS LLC POSITION: member NATURE: Holding company for KF stock. INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 525 William Penn Place, suite 3401, Pittsburgh PA 15219, United States DESCRIPTION: General Member
CRS (Client Relationship Summary) - RIA
Click below to view Scott Eric Tobe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 525 William Penn Place Ste 3401, Pittsburgh, PA 15219RIA
CRD#: 283330
PITTSBURGH, PA
Current
August 8, 2005 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 525 William Penn Place Ste 3401, Pittsburgh, PA 15219BD
CRD#: 42046
PITTSBURGH, PA
Past
January 14, 2020 - September 30, 2025
SIGNATURE SELECT WEALTH
RIA
CRD#: 306143
PITTSBURGH, PA
Past
March 12, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
PITTSBURGH, PA
Past
December 6, 2002 - August 9, 2005
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
January 31, 2001 - November 19, 2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/20/2017)
RR
Arizona(11/3/2005)
RR
California(8/8/2005)
RR
Colorado(8/8/2005)
RR
Connecticut(11/23/2021)
RR
Delaware(8/1/2006)
RR
District of Columbia(8/8/2005)
RR
Florida(8/8/2005)
RR
Georgia(9/8/2005)
RR
Hawaii(2/7/2019)
RR
Idaho(8/13/2018)
RR
Illinois(8/8/2005)
RR
Indiana(9/18/2009)
RR
Kentucky(9/22/2022)
RR
Maine(9/22/2022)
RR
Maryland(11/3/2005)
RR
Massachusetts(8/8/2005)
RR
Michigan(8/31/2006)
RR
Minnesota(3/12/2021)
RR
Nebraska(4/5/2006)
RR
Nevada(11/3/2005)
RR
New Hampshire(8/8/2005)
RR
New Jersey(11/11/2005)
RR
New Mexico(11/3/2005)
RR
New York(8/8/2005)
RR
North Carolina(8/8/2005)
RR
Ohio(7/25/2006)
RR
Oklahoma(11/20/2012)
RR
Oregon(4/6/2011)
RR
Pennsylvania(8/8/2005)
IAR
Pennsylvania(4/20/2016)
RR
South Carolina(11/3/2005)
RR
Tennessee(11/3/2005)
RR
Texas(8/26/2005)
RR
Utah(4/22/2024)
RR
Virginia(9/9/2005)
RR
Washington(5/14/2007)
RR
West Virginia(6/20/2006)
RR
Wisconsin(4/18/2020)
RR
Wyoming(8/16/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
