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SP

Stephen R. Perry

JCP SECURITIES
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 4264427
SP

Professional summary

Stephen Robert Perry, who also goes by Steve Perry, is a registered financial professional currently at JCP SECURITIES located in Irvine, California.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2000. Stephen has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 1997 - present; MERGERS AND ACQUISITIONS WORK WITHIN THE AEROSPACE INDUSTRY FOR JANES CAPITAL PARTNERS, A BUSINESS BROKER LICENSED BY THE CA DEPT OF REAL ESTATE. 19200 VON KARMAN AVE. STE 340, IRVINE, CA 92612. OFFICER, DIRECTOR, AND 33% SHAREHOLDER. RELATIONSHIP BEGAN (FIRM FOUNDED) 1997. 20% TIME DEVOTED TO THIS BUSINESS AT THE PRESENT TIME. DUTIES INCLUDE M&A ACTIVITIES. (2) 8/2016 - present; managing partner of JCP Stonecreek, 19200 Von Karman Ave. #340, Irvine, CA, 92612. investment related. 20 hours devoted/month, all generally during normal business hours. Activities with this business include private equity investments: sourcing, structuring and financial transactions.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Robert Perry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 31, 2006 - Present

JCP SECURITIES

Office #1: 100 Spectrum Center Dr Suite 460, Irvine, CA 92618Office #2: 100 Spectrum Center Drive Suite 460, Irvine, CA 92618
BD
CRD#: 140318
Irvine, CA
Past

April 17, 2008 - January 17, 2025

JCP SECURITIES

RIA
CRD#: 140318
IRVINE, CA
Past

March 13, 2006 - May 2, 2006

AIS FINANCIAL, INC.

BD
CRD#: 41462
WESTLAKE VILLAGE, CA
Past

October 27, 2000 - November 12, 2004

ACCELERATED CAPITAL GROUP

BD
CRD#: 41270
COSTA MESA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/11/2014)
RR
California
(8/31/2006)
RR
Florida
(2/14/2012)
RR
Minnesota
(2/19/2021)
RR
New York
(1/29/2021)
RR
Ohio
(10/21/2013)
RR
Oregon
(5/15/2019)
RR
Texas
(8/7/2014)
RR
Washington
(10/16/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/1/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/11/2006
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/17/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JS
JCP SECURITIES
JANES CAPITAL PARTNERS | STEPHEN PERRY & ASSOCIATES, INC. | JCP SECURITIES, INC. | JCP SECURITIES, INC | JCP SECURITIES

CRD#: 140318 / SEC#: , 8-67303

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
100 Spectrum Center Drive Suite 460, Irvine, CA 92618
Mailing Address
100 Spectrum Center Drive Suite 460, Irvine, CA 92618
Phone number
(949) 769-3323
Established
California since 03/11/2005
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
1

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ORION ADMINISTRATIVE TRUSTSHAREHOLDER
PERRY, STEPHEN ROBERTCEO/PRESIDENT/CCO/AMLCO/CFO/FINOP/OWNER4264427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JCP SECURITIES

CRD#: 140318Irvine, CA 92618

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