Stephen Robert Perry
Professional Summary
Stephen Robert Perry, who also goes by Steve Perry, is a registered financial advisor currently at JCP SECURITIES located in Irvine, California. Stephen is registered as a RR (Registered Representative) and started their career in finance in 2000. Stephen has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Perry
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
JANES CAPITAL PARTNERS | STEPHEN PERRY & ASSOCIATES, INC. | JCP SECURITIES, INC. | JCP SECURITIES, INC | JCP SECURITIES
Contact Information
Main Address
100 Spectrum Center Drive Suite 460, Irvine, CA 92618Mailing Address
100 Spectrum Center Drive Suite 460, Irvine, CA 92618Phone Number
(949) 769-3323Established
California since 03/11/2005Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
1FINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ORION ADMINISTRATIVE TRUST | SHAREHOLDER | — |
| PERRY, STEPHEN ROBERT | CEO/PRESIDENT/CCO/AMLCO/CFO/FINOP/OWNER | 4264427 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/11/2014)
(8/31/2006)
(2/14/2012)
(2/19/2021)
(1/29/2021)
(10/21/2013)
(5/15/2019)
(8/7/2014)
(10/16/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Robert Perry's CRS (Customer Relationship Summary).
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