Stephen R. Jenkins

STRATEGIC PORTFOLIO SOLUTIONS

Dallas, TX 75252

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CRD#: 4264149

Professional summary

Stephen Robert Jenkins, CFP®, who also goes by Stepehn Roberts Jenkins, is a registered financial advisor currently at STRATEGIC PORTFOLIO SOLUTIONS, LLC located in Dallas, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 22, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stepehn Roberts Jenkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Name of the other business: Lake Tower Financial Management Investment Related?: Yes Address of other business: 312 W. Northwest Hwy., Suite 119, Grapevine, TX 76051 Nature of other business: I have branded my new firm with the name Lake Tower Financial Management. Insurance and annuity sales, financial planning. Your position: President Start Date: 02/26/2020 How many hours you devote to the other business per month: 200 How many hours you devote to the other business during securities trading hours: 200 Briefly describe your duties: Insurance and annuity sales, financial planning. This may include Multiemployer retirement plans. Will offer clients the sale of premium finance. Grapevine Ambucs; Non Investment related; Charitable Service Group; Board Member; Start 2002; 15-20 hrs/month; none during trading hours; Help with fundraising and strategic planning for this charity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Jenkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 5, 2022 - Present

STRATEGIC PORTFOLIO SOLUTIONS, LLC

Office #1: 17304 Preston Road Suite 125, Dallas, TX 75252

RIA

CRD#: 156374

Dallas, TX

Past

November 15, 2019 - August 5, 2022

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Grapevine, TX

Past

September 29, 2017 - January 22, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Grapevine, TX

Past

January 5, 2009 - November 6, 2019

ASSET PRESERVATION GROUP INC

RIA

CRD#: 108150

GRAPEVINE, TX

Past

November 3, 2008 - October 2, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

GRAPEVINE, TX

Past

October 31, 2005 - November 4, 2008

OSAIC SERVICES, INC.

CRD#: 133763

GRAPEVINE, TX

Past

September 7, 2005 - December 31, 2008

ASSET PRESERVATION GROUP INC

RIA

CRD#: 108150

BEDFORD, TX

Past

March 26, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 3, 2001 - March 4, 2003

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

September 19, 2000 - June 4, 2001

DOUGLAS SCOTT SECURITIES, INC.

CRD#: 39032

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC PORTFOLIO SOLUTIONS, LLC

CRD#: 156374 / SEC#: 801-131029

RIA

Registered Investment Advisory firm - (8/30/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/3/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (9/19/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/2001

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 9/18/2000

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 51

Date: 2/17/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/2003

General Securities Principal Examination

Current Firm

STRATEGIC PORTFOLIO SOLUTIONS, LLC

CRD#: 156374 / SEC#: 801-131029

RIA

Registered Investment Advisory firm - (8/30/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/3/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (9/19/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2024 Terminated)

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Contact information

Main Address

17304 Preston Road Suite 125, Dallas, TX 75252

Mailing Address

17304 Preston Road Suite 125, Dallas, TX 75252

Phone number

(214) 446-4910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (4/15/2025)

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 112,019,091

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen R. Jenkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Jenkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

ASSET PRESERVATION GROUP INC

NATIONAL PLANNING CORPORATION

OSAIC SERVICES, INC.

ASSET PRESERVATION GROUP INC

SUNAMERICA SECURITIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

DOUGLAS SCOTT SECURITIES, INC.

Primary Firm SEC Registration

STRATEGIC PORTFOLIO SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2005

Series 63

Date: 9/5/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/5/2003

Series 6

Date: 8/1/2001

Series 22

Date: 9/18/2000

Series 51

Date: 2/17/2005

Series 24

Date: 12/16/2003

Current Firm

STRATEGIC PORTFOLIO SOLUTIONS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC PORTFOLIO SOLUTIONS, LLC

TRUST BUT VERIFY

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