Brent Matthew

SCOTTSDALE WEALTH ADVISORY LLC

Paradise Valley, AZ 85253

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CRD#: 4264117

Professional summary

Brent Matthew, who also goes by Brent Matthew Wilson, Brent Wilson, is a registered financial advisor currently at SCOTTSDALE WEALTH ADVISORY LLC located in Paradise Valley, Arizona.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brent has worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Matthew Wilson | Brent Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCOTTSDALE WEALTH ADVISORY LLC; INSURANCE AGENT; PARADISE VALLEY, AZ; INVESTMENT RELATED; ANNUITY/INSURANCE RELATED BUSINESS; LICENSED AGENT; DEVOTE 40 HOURS PER MONTH DURING TRADING HOURS; START 12/2016.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Matthew's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2016 - Present

SCOTTSDALE WEALTH ADVISORY LLC

Office #1: 8501 N. Scottsdale Road Suite 205, Paradise Valley, AZ 85253

RIA

CRD#: 285907

Paradise Valley, AZ

Past

November 17, 2017 - December 20, 2018

M. S. HOWELLS & CO.

CRD#: 104100

PARADISE VALLEY, AZ

Past

April 15, 2014 - November 23, 2016

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Tucson, AZ

Past

September 18, 2013 - March 10, 2014

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

TUCSON, AZ

Past

January 3, 2012 - November 1, 2016

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

TUCSON, AZ

Past

May 22, 2009 - August 26, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

TUCSON, AZ

Past

March 31, 2006 - May 31, 2007

ASSOCIATED SECURITIES CORP.

CRD#: 12969

NEWPORT BEACH, CA

Past

May 30, 2003 - January 13, 2006

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

HENDERSON, NV

Past

May 30, 2003 - January 13, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

April 5, 2002 - July 11, 2002

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

June 7, 2001 - January 14, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/2/2016)

IAR

Colorado
(3/28/2022)

IAR

Illinois
(11/8/2019)

IAR

Ohio
(10/4/2019)

IAR

Texas
(1/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/6/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/21/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/6/2001

General Securities Representative Examination

Current Firm

SCOTTSDALE WEALTH ADVISORY LLC

CRD#: 285907 / SEC#:

Arizona

Registered Investment Advisory firm - (12/2/2016 Approved)

California

Registered Investment Advisory firm - (8/19/2021 Terminated)

Colorado

Registered Investment Advisory firm - (3/25/2022 Approved)

Illinois

Registered Investment Advisory firm - (11/8/2019 Approved)

Nebraska

Registered Investment Advisory firm - (11/9/2023 Terminated)

New Mexico

Registered Investment Advisory firm - (3/24/2021 Terminated)

Ohio

Registered Investment Advisory firm - (10/4/2019 Approved)

Texas

Registered Investment Advisory firm - (5/23/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8501 N. Scottsdale Road Suite 205, Paradise Valley, AZ 85253

Mailing Address

Phone number

(480) 247-9090

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	270
AUM (Assets Under Management)	$ 58,416,564

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent Matthew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Matthew's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

G.F. INVESTMENT SERVICES, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SECURE INVESTMENT MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

ASSOCIATED SECURITIES CORP.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

AMERIPRISE ADVISOR SERVICES, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2011

Series 66

Date: 7/6/2001

SIE

Date: 10/1/2018

Series 31

Date: 12/21/2001

Series 7

Date: 6/6/2001

Current Firm

SCOTTSDALE WEALTH ADVISORY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCOTTSDALE WEALTH ADVISORY LLC

TRUST BUT VERIFY

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