Guy A. Alderdice

ADVISORY ALPHA

West Windsor, VT

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CRD#: 4263747

Professional summary

Guy Abbott Alderdice JR is a registered financial advisor currently at ADVISORY ALPHA, LLC located in West Windsor, Vermont.

Guy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Guy has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ascutney Financial Group; Investment-related; 125 Coon Club Road, West Windsor, VT 05089; Insurance, education and consulting services; Owner/President & Licensed Insurance Agent; 7/2019; Approx. 160 hours/month; Approx. 128 hours/month during trading hours; Manages general business operations and provides ongoing services to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Abbott Alderdice JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2023 - Present

ADVISORY ALPHA, LLC

RIA

CRD#: 158282

West Windsor, VT

Past

March 12, 2021 - February 1, 2023

THE PATRIOT FINANCIAL GROUP, LLC

RIA

CRD#: 172470

West Windsor, VT

Past

July 29, 2019 - March 3, 2020

THE PATRIOT FINANCIAL GROUP, LLC

RIA

CRD#: 172470

West Windsor, VT

Past

December 10, 2014 - July 25, 2019

EQUITY SERVICES, INC.

RIA

CRD#: 265

COLCHESTER, VT

Past

November 28, 2014 - July 25, 2019

EQUITY SERVICES, INC.

CRD#: 265

COLCHESTER, VT

Past

October 8, 2008 - December 9, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BOSTON, MA

Past

November 29, 2005 - April 29, 2008

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BOSTON, MA

Past

November 29, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

WESTBORO, MA

Past

November 29, 2005 - December 9, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BOSTON, MA

Past

January 24, 2003 - January 4, 2006

CITISTREET FINANCIAL SERVICES LLC

RIA

CRD#: 107311

WOODBRIDGE, NJ

Past

August 2, 2001 - January 23, 2003

CITISTREET FINANCIAL SERVICES LLC

RIA

CRD#: 107311

WOODBRIDGE, NJ

Past

July 9, 2001 - December 31, 2005

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

October 24, 2000 - June 26, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 24, 2000 - June 26, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/6/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2000

General Securities Representative Examination

Current Firm

ADVISORY ALPHA, LLC

CRD#: 158282 / SEC#: 801-72499

RIA

Registered Investment Advisory firm - (6/14/2011 Approved)

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Contact information

Main Address

348 S Waverly Rd Suite 100, Holland, MI 49423

Mailing Address

Phone number

(866) 530-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORY ALPHA, LLC ADV PART 2A (4/24/2025)

Regulatory assets under management

Total Number of Accounts	22,480
AUM (Assets Under Management)	$ 3,468,083,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Guy A. Alderdice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Abbott Alderdice JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE PATRIOT FINANCIAL GROUP, LLC

THE PATRIOT FINANCIAL GROUP, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

CITISTREET FINANCIAL SERVICES LLC

CITISTREET FINANCIAL SERVICES LLC

CITISTREET EQUITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ADVISORY ALPHA, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/6/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2000

Current Firm

ADVISORY ALPHA, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORY ALPHA, LLC

TRUST BUT VERIFY

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