SP
Sue H. Patrick
TRUSTMONT ADVISORY GROUP
WOODBURY, TN 37190
Some features on this profile are disabled
CRD#: 4263588
SP
Professional summary
Sue H Patrick, who also goes by Sue H Holt, Sue H Mitchell, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Woodbury, Tennessee and TRUSTMONT FINANCIAL GROUP, INC. located in Woodbury, Tennessee.
Sue is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Sue has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sue H Holt | Sue H Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cannon Co. Election Commission 120 S Tatum St., Woodbury, TN 37190 Elected/Appointed Public Official Member of the Board of Directors 4/1/2000 0-2 HPM appointed by state, meetings are called as needed, work with administrator of elections, oversee all elections in county. 2) Sue H. Patrick Rentals 109 Lester St Woodbury, TN 37190 Rental Property Owner/Management /Sole Proprietor 9/1/2004. 0-1 HPM. Own and manage single family residential homes, farm land and commercial buildings . Rental locations: 1. Commercial building , 2 sides with 2 Units: 109 Lester St., Woodbury, TN 37190. 2. Single family home, 125 Meadowbrook Dr., Woodbury, TN 37190. Have a manager who manages the two single dwellings and approves tenants and takes care of repairs, collecting rent. etc. 3. Single family home, 33 Hill Creek Rd, Woodbury, TN 37190, Have a manager who manages the two single dwellings and approves tenants and takes care of repairs, collecting rent. etc. 4. 35 Acres farm land, 860 Hill Creek Rd, Woodbury, TN 37190. Renter grows soybeans and corn, pays rent per acre 3) Sue H. Patrick CPA Tax Services, Inc 109 Lester St., Ste 1, Woodbury, TN 37190. Tax Preparation/Accounting - 1/1/2009 -100 + HPM. Manage the practice, prepare returns, business planning , prepare books and payrolls, consult and advise. 4) DBA Sue H. Patrick CPA 109 Lester St. Woodbury, TN 37190. - Owner/Sole Proprietor; Provide Financial services and advice, sell securities products, mutual funds, stocks, bonds, long term care insurance , life insurance, assist with retirement, education and savings planning. 1/1/2009 -20 HPM. 5) Woodbury Lions Club: PO Box 377 Woodbury TN 37190- Other Director/Officer 7/1/2009 4hrs~0hrs - board member- membership chairman- Help develop policies and procedures and decisions
CRS (Client Relationship Summary) - RIA
Click below to view Sue H Patrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2022 - Present
TRUSTMONT ADVISORY GROUP, INC.
Office #1: 109 Woodbury Street, Woodbury, TN 37190RIA
CRD#: 106015
WOODBURY, TN
Current
December 1, 2022 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: 109 Lester Street, Woodbury, TN 37190BD
CRD#: 18312
Woodbury, TN
Past
March 29, 2004 - November 30, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WOODBURY, TN
Past
September 8, 2000 - November 30, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WOODBURY, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/1/2022)
RR
Georgia(12/1/2022)
RR
Tennessee(12/1/2022)
IAR
Tennessee(12/2/2022)
RR
Washington(12/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
