Heidi L. Hartke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Lee Hartke, who also goes by Heidi Lee Rosenberg, Heidi Lee Vaske, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 2000. Heidi had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2012 - May 22, 2013
MOTE WEALTH MANAGEMENT, LLC
May 10, 2010 - November 15, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
May 10, 2010 - November 15, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
September 12, 2008 - August 4, 2009
U.S. BANCORP INVESTMENTS, INC.
September 12, 2008 - August 4, 2009
U.S. BANCORP INVESTMENTS, INC.
March 17, 2006 - July 30, 2008
WORLD TREND FINANCIAL PLANNING SERVICES, LTD.
September 17, 2004 - March 14, 2006
A. G. EDWARDS & SONS, INC.
September 17, 2004 - March 14, 2006
A. G. EDWARDS & SONS, INC.
January 28, 2004 - August 19, 2004
A. G. EDWARDS & SONS, INC.
January 14, 2004 - August 19, 2004
A. G. EDWARDS & SONS, INC.
October 3, 2000 - November 14, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MOTE WEALTH MANAGEMENT, LLC
CRD#: 107724 / SEC#:
Contact information
Red Flags
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