Robert M. Holmes

PINE DISTRIBUTORS LLC

Denver, CO 80246

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CRD#: 4263351

Professional summary

Robert Michael Holmes, who also goes by Robert Michael Holmes Jr, Robert M Holmes, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Denver, Colorado.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 14 firms and has passed the Series 66, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Michael Holmes Jr | Robert M Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Holmes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 501 S. Cherry Street Suite 610, Denver, CO 80246

CRD#: 323408

Denver, CO

Past

April 24, 2023 - June 6, 2025

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Portsmouth, NH

Past

June 17, 2013 - March 6, 2023

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

June 14, 2013 - March 6, 2023

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

June 14, 2013 - March 6, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 2, 2007 - June 5, 2013

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

BOSTON, MA

Past

August 2, 2007 - June 5, 2013

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

BOSTON, MA

Past

August 2, 2007 - June 5, 2013

NEW ENGLAND SECURITIES

RIA

CRD#: 615

BOSTON, MA

Past

August 2, 2007 - June 5, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

BOSTON, MA

Past

August 2, 2007 - June 5, 2013

TOWER SQUARE SECURITIES, INC.

CRD#: 833

BOSTON, MA

Past

August 2, 2007 - June 5, 2013

NEW ENGLAND SECURITIES

CRD#: 615

BOSTON, MA

Past

August 2, 2007 - June 5, 2013

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

BOSTON, MA

Past

May 14, 2007 - June 5, 2013

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BOSTON, MA

Past

March 22, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

BOSTON, MA

Past

March 22, 2007 - June 5, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BOSTON, MA

Past

July 14, 2005 - October 27, 2006

OGILVIE SECURITY ADVISORS CORPORATION

RIA

CRD#: 10105

CHARLOTTE, NC

Past

June 23, 2005 - October 27, 2006

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHARLOTTE, NC

Past

February 12, 2004 - June 22, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 13, 2003 - January 7, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

March 21, 2002 - December 16, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(6/18/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/26/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/26/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PINE ADVISOR SOLUTIONS LLC	MEMBER
FAIRBANKS, MARK ALAN	PRESIDENT	1847318
LEVESQUE, DARYN	COO	6482085
MOSCARITOLO, SUSAN KALLAI	CCO	2618909
WAGSTAFF, CONNER FRED III	FINOP	1427591
WOODCOCK, ALEXANDER JAMES	PFO	6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert M. Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Michael Holmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FINANCIAL SERVICES, LLC

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

WALNUT STREET SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

NEW ENGLAND SECURITIES

METLIFE INVESTORS DISTRIBUTION COMPANY

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

OGILVIE SECURITY ADVISORS CORPORATION

OGILVIE SECURITY ADVISORS CORPORATION

MML INVESTORS SERVICES, LLC

SIGNATOR INVESTORS, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2002

SIE

Date: 10/1/2018

Series 7

Date: 3/19/2002

Series 53

Date: 10/26/2007

Series 4

Date: 3/26/2003

Series 24

Date: 5/22/2002

FINRA

Current Firm

PINE DISTRIBUTORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PINE DISTRIBUTORS LLC

TRUST BUT VERIFY

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