George E. Sledge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Erwin Sledge JR was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1967. George had worked at 13 firms and has passed the Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 1993 - December 21, 1994
POST OAK CAPITAL, INC.
April 2, 1992 - December 22, 1992
RETIREMENT INVESTMENT GROUP
July 28, 1988 - November 8, 1989
RETIREMENT INVESTMENT GROUP
November 19, 1985 - July 11, 1986
TAYLOR LOEB & CO., INC.
August 1, 1985 - September 19, 1985
SUNSTRAND SECURITIES CORPORATION, INC.
October 12, 1984 - July 5, 1985
RAUSCHER PIERCE REFSNES, INC.
March 27, 1984 - October 3, 1984
FIRST HOUSTONIAN SECURITIES, INC.
December 14, 1982 - October 3, 1984
CAPITAL QUEST SECURITIES, INC.
May 20, 1982 - January 17, 1983
FIDELITY BROKERAGE SERVICES LLC
March 10, 1978 - January 18, 1982
PERSHING LLC
February 24, 1978 - March 10, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
February 23, 1977 - February 24, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
March 29, 1974 - March 1, 1977
RAUSCHER PIERCE REFSNES, INC.
June 26, 1973 - January 21, 1974
DATAQUEST, INCORPORATED
July 13, 1967 - March 29, 1974
FIRST OF TEXAS, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/27/1958
Registered Representative ExaminationCurrent Firm
POST OAK CAPITAL, INC.
CRD#: 21672 / SEC#: , 8-39137
Contact information
Documents
Red Flags
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