Erin E Luciano
Professional Summary
Erin E Luciano, who also goes by Erin E. Luciano, Erin E Richardson, is a registered financial advisor currently at FENIMORE ASSET MANAGEMENT, INC. located in Cobleskill, New York and FENIMORE SECURITIES, INC. located in Cobleskill, New York. Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Erin has worked at 5 firms and has passed the Series 66, Series 63, SIE and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Erin E. Luciano, Erin E Richardson
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current Firm
FENIMORE ASSET MANAGEMENT, INC.
Contact Information
Main Address
384 North Grand Street, Cobleskill, NY 12043Phone Number
(518) 234-4393# of Employees
43SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,192AUM (Assets Under Management)
$5,409,761,045Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2026 | Cover Page | Report |
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Primary Firm SEC Registration
FENIMORE ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
(8/9/2023)
(1/3/2023)
(5/6/2020)
(11/26/2018)
(7/7/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Erin E Luciano's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
LIFE STRATEGY PARTNERS
ADVICEWORKS WEALTH ADVISORS
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC