David I. Bunin
Professional summary
David I Bunin, AIF®, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wilton, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in Wilton, Connecticut.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David I Bunin's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 57 Danbury Road Suite 204, Wilton, CT 06897March 8, 2013 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 57 Danbury Road Suite 204, Wilton, CT 06897March 11, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
April 10, 2012 - April 2, 2013
MORGAN STANLEY
January 20, 2012 - April 2, 2013
MORGAN STANLEY
September 27, 2007 - December 2, 2011
CHASE INVESTMENT SERVICES CORP.
September 27, 2007 - December 2, 2011
CHASE INVESTMENT SERVICES CORP.
October 20, 2004 - September 7, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - September 7, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 6, 2004 - October 20, 2004
QUICK & REILLY, INC.
January 23, 2004 - October 20, 2004
QUICK & REILLY, INC.
October 7, 2002 - January 22, 2004
CITICORP INVESTMENT SERVICES
October 2, 2000 - October 3, 2002
LADENBURG CAPITAL MANAGEMENT INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2015)
(3/8/2013)
(3/3/2015)
(3/11/2013)
(4/19/2016)
(3/8/2013)
(6/10/2021)
(3/27/2019)
(12/22/2016)
(5/9/2024)
(1/30/2014)
(4/26/2021)
(3/8/2013)
(4/26/2021)
(3/8/2013)
(4/23/2021)
(3/28/2024)
(4/9/2025)
(5/15/2015)
(12/21/2020)
(5/13/2021)
(1/27/2026)
(3/21/2019)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Wilton, CT 06897TRUST BUT VERIFY
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