Jonna S. Stephens-east
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonna Sheron Stephens-east, who also goes by Sherre Alcorn, Sherre Oglesby, Jonna Sheron Stephens, Sherre Stephens, Sherre Stephens-east, was a registered financial professional .
Jonna is a previously registered financial professional and started their career in finance in 2002. Jonna had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2009 - November 6, 2012
GUIDESTONE ADVISORS
May 13, 2009 - November 6, 2012
GUIDESTONE FINANCIAL SERVICES
August 9, 2002 - September 11, 2009
FORESIDE FUNDS DISTRIBUTORS LLC
Primary Firm SEC Registration
GUIDESTONE ADVISORS
CRD#: 149624 / SEC#: 801-70177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUIDESTONE ADVISORS
CRD#: 149624 / SEC#: 801-70177
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,414 |
| AUM (Assets Under Management) | $ 1,591,991,122 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/26/2024 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
