Gamal K. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gamal K Davis, who also goes by Ken Davis, was a registered financial professional .
Gamal is a previously registered financial professional and started their career in finance in 2001. Gamal had worked at 13 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2020 - November 19, 2021
NETWORK 1 FINANCIAL SECURITIES INC.
December 6, 2017 - December 24, 2019
PHX FINANCIAL, INC.
April 1, 2015 - November 30, 2017
CHELSEA FINANCIAL SERVICES
January 20, 2015 - April 21, 2015
WESTPARK CAPITAL, INC.
February 28, 2013 - December 10, 2014
PHX FINANCIAL, INC.
July 9, 2012 - February 28, 2013
JOSEPH GUNNAR & CO. LLC
September 14, 2011 - July 10, 2012
CHARLES VISTA LLC
October 4, 2010 - September 6, 2011
BROOKSTONE SECURITIES, INC.
November 5, 2008 - October 5, 2010
FIRST MIDWEST SECURITIES, INC.
November 5, 2007 - November 11, 2008
BRECEK & YOUNG ADVISORS, INC.
September 20, 2004 - November 9, 2007
INVESTORS CAPITAL CORP.
July 22, 2003 - September 9, 2004
JOSEPH STEVENS & CO., INC.
August 29, 2002 - July 21, 2003
SOURCE CAPITAL GROUP, INC.
November 19, 2001 - July 25, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/24/2024
General Securities Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
