James W. Vanderhoven
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James William Vanderhoven, who also goes by James W Vanderhoven, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2000. James had worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 56, Series 55, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2022 - January 3, 2023
ETORO USA SECURITIES INC.
November 16, 2021 - November 15, 2022
GATSBY SECURITIES
January 1, 2017 - August 2, 2021
ALLY INVEST SECURITIES LLC
February 21, 2015 - July 25, 2016
AVATAR SECURITIES, LLC
May 12, 2009 - June 15, 2009
MSI FINANCIAL SERVICES, INC.
November 20, 2008 - March 23, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
July 31, 2008 - November 10, 2008
PHD CAPITAL
May 30, 2003 - July 8, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
September 7, 2000 - November 18, 2002
PHD CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 56
Date: 2/21/2015
Proprietary Trader Qualification ExaminationSeries 55
Date: 9/15/2004
Limited Representative-Equity Trader ExamCurrent Firm
ETORO USA SECURITIES INC.
CRD#: 298361 / SEC#: , 8-70212
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETORO US TRADING LLC | SHAREHOLDER | |
| BEN-SIMON, TAL DAVID | DIRECTOR | 7994172 |
| DIMAGGIO, CHARLIE F | FINOP | 6023789 |
| MCCORMICK, ANDREW MICHAEL | CEO/HEAD OF US/ PRESIDENT/ DIRECTOR | 6706923 |
| MURPHY, NICOLE SUZANNE | CCO/DIRECTOR | 5461537 |
| SREDNI, SALOMON | DIRECTOR | 4439138 |
| TENNEKOON, ALAIN | US HEAD OF OPERATIONS AND SERVICE | 5296665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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