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Douglas Vinal Moon

O.F.O. PARTNERS
HINGHAM, MA
·CRD# 4262572·26 years experience

Professional Summary

Douglas Vinal Moon is a registered financial advisor currently at O.F.O. PARTNERS, LLC located in Hingham, Massachusetts. Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Douglas has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

O.F.O. PARTNERS, LLC·CRD# 297424
RIA
18 Shipyard Drive Suite 3d, Hingham, MA 02043
November 13, 2018 - Present
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Boston, MA
October 1, 2008 - October 23, 2018
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
Boston, MA
October 19, 2007 - October 1, 2008
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
October 24, 2000 - October 22, 2007

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Current Firm

OP
O.F.O. PARTNERS, LLC

MOON HILL CAPITAL LLC | OFO PARTNERS LLC | O.F.O. PARTNERS, LLC

CRD#: 297424 / SEC#: 801-136025
RIA
Registered Investment Advisory firm - SEC (4/27/2026 Approved)
Florida
Registered Investment Advisory firm - Florida (5/5/2026 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (5/5/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

18 Shipyard Drive Suite 3d, Hingham, MA 02043

Phone Number

(617) 829-8800

# of Employees

3

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OFO PARTNERS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

61

AUM (Assets Under Management)

$110,005,402

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: The South Shore Chamber of Commerce Investment related: Yes Address: 1050 Hingham Street| Rockland, MA 02370 | Phone 781.421.3900 http://www.southshorechamber.org/ Nature of the other business: South Shore Chamber of Commerce has been a business organization led by and advocating for business across the South Shore. Our mission is much broader: We strive to make the South Shore the Best place to Live, Work and Play. Position/Title/Relationship: volunteer member of the investment committee Start Date: 01 Dec 2010 Approximate # of hours a month: Minimal. quarterly meetings at the site of the organization, plus non-market hour preparation/pre-reading of materials and reports. Approximate # of hours during securities hours: 2 Briefly describe your duties: serving as a volunteer member of the investment committee of a non-profit community entity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
O.F.O. PARTNERS, LLC

MOON HILL CAPITAL LLC | OFO PARTNERS LLC | O.F.O. PARTNERS, LLC

CRD#: 297424 / SEC#: 801-136025
RIA
Registered Investment Advisory firm - SEC (4/27/2026 Approved)
Florida
Registered Investment Advisory firm - Florida (5/5/2026 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (5/5/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(3/5/2026)
IAR
Massachusetts
(11/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Sep 2000About the Series 3 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Douglas Vinal Moon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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