Robert C. Richardson

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CRD#: 4262148

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert C Richardson was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2001. Robert had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 13, 2015 - March 7, 2016

SILVERCREST ASSET MANAGEMENT GROUP LLC

RIA

CRD#: 118333

BEDMINSTER, NJ

Past

December 19, 2014 - July 22, 2015

JAMISON EATON & WOOD INC

RIA

CRD#: 110435

BEDMINSTER, NJ

Past

March 24, 2011 - May 29, 2012

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

NEW YORK, NY

Past

January 1, 2005 - October 31, 2006

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

September 19, 2003 - January 1, 2005

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

May 29, 2001 - December 18, 2002

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILVERCREST ASSET MANAGEMENT GROUP LLC

CRD#: 118333 / SEC#: 801-61004

RIA

Registered Investment Advisory firm - (3/19/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/2011

General Securities Representative Examination

Current Firm

SILVERCREST ASSET MANAGEMENT GROUP LLC

CRD#: 118333 / SEC#: 801-61004

RIA

Registered Investment Advisory firm - (3/19/2002 Approved)

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Contact information

Main Address

1330 Avenue Of The Americas 38th Floor, New York, NY 10019-5400

Mailing Address

Phone number

(212) 649-0600

Established

Firm type

Fiscal year end

# of Employees

164

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILVERCREST ASSET MANAGEMENT GROUP LLC FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,234
AUM (Assets Under Management)	$ 36,454,729,839

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert C. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JAMISON EATON & WOOD INC

DIRECT ACCESS PARTNERS LLC

HSBC SECURITIES (USA) INC.

HSBC BROKERAGE (USA) INC.

LAZARD FRERES & CO. LLC

Primary Firm SEC Registration

SILVERCREST ASSET MANAGEMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2014

Series 63

Date: 1/8/2001

Series 7

Date: 3/23/2011

Current Firm

SILVERCREST ASSET MANAGEMENT GROUP LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SILVERCREST ASSET MANAGEMENT GROUP LLC

TRUST BUT VERIFY

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