Simon I. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Simon Ian Martin, who also goes by Simon I. Martin, was a registered financial professional .
Simon is a previously registered financial professional and started their career in finance in 2001. Simon had worked at 5 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2011 - September 25, 2024
HEXT CAPITAL PARTNERS LLC
September 27, 2011 - October 26, 2011
FRACTAL CAPITAL MANAGEMENT, LLC
February 12, 2008 - February 24, 2010
COUCH FINANCIAL SERVICES, INC.
September 16, 2002 - February 12, 2008
GRAND FINANCIAL, INC.
February 15, 2001 - June 4, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 2001 - June 4, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HEXT CAPITAL PARTNERS LLC
CRD#: 34040 / SEC#: , 8-46198
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
