Bradley A. Gastwirth

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CRD#: 4261956

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Aaron Gastwirth, who also goes by Bradley A Gastswirth, Bradley A Gastwirth, was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 2000. Bradley had worked at 9 firms and has passed the Series 66, Series 87, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bradley A Gastswirth | Bradley A Gastwirth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)The Bidea Investments LLC; Investment Related: Yes; Address: 16370 Via Fontana Delray Beach FL 33484; Nature of Business: Investments; Title/Position: Manager; Start Date: 6/24/2019; The number of hours devote to the other business outside and during securities trading hours: 0; Duties: Oversee everything

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 18, 2022 - December 31, 2024

UNEARTHING OPPORTUNITIES LLC

RIA

CRD#: 317403

DELRAY BEACH, FL

Past

January 3, 2020 - October 11, 2021

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

July 11, 2019 - October 11, 2021

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

DELRAY BEACH, FL

Past

August 14, 2013 - March 11, 2014

BAG INVESTMENT SERVICES, LLC

RIA

CRD#: 168635

BOCA RATON, FL

Past

February 25, 2010 - December 31, 2019

ABR INVESTMENT STRATEGY, LLC

RIA

CRD#: 150735

BOCA RATON, FL

Past

June 21, 2005 - April 14, 2009

BROADPOINT AMTECH, INC.

CRD#: 121456

SAN FRANCISCO, CA

Past

September 5, 2002 - June 21, 2005

AVIAN SECURITIES, LLC

CRD#: 46347

BOSTON, MA

Past

March 8, 2002 - September 5, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 2, 2001 - March 21, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 19, 2000 - April 5, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 87

Date: 12/10/2020

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7TO

Date: 1/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/9/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/2007

General Securities Principal Examination

Current Firm

UNEARTHING OPPORTUNITIES LLC

CRD#: 317403 / SEC#:

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Contact information

Main Address

16370 Via Fontana, Delray Beach, FL 33484

Mailing Address

Phone number

(508) 930-8703

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bradley A. Gastwirth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

BAG INVESTMENT SERVICES, LLC

ABR INVESTMENT STRATEGY, LLC

BROADPOINT AMTECH, INC.

AVIAN SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

ABN AMRO INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2001

Series 87

Date: 12/10/2020

Series 7TO

Date: 1/3/2020

SIE

Date: 8/9/2019

Series 7

Date: 12/18/2000

Series 24

Date: 9/28/2007

Current Firm

UNEARTHING OPPORTUNITIES LLC

Contact information

Documents

Red Flags

Company Information

UNEARTHING OPPORTUNITIES LLC

TRUST BUT VERIFY

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