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Bradley Aaron Gastwirth

CRD# 4261956·Registered 2000 - 2024
Previously Registered: Being a previously registered professional could mean that Bradley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradley Aaron Gastwirth, who also goes by Bradley A Gastswirth, Bradley A Gastwirth, was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 2000 - 2024. Bradley had worked at 9 firms and has passed the Series 66, Series 87, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradley A Gastswirth, Bradley A Gastwirth

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

UNEARTHING OPPORTUNITIES LLC·CRD# 317403
RIA
Delray Beach, FL
March 18, 2022 - December 31, 2024
WEDBUSH SECURITIES INC.·CRD# 877
BD
Pasadena, CA
January 3, 2020 - October 11, 2021
WEDBUSH SECURITIES INC.·CRD# 877
RIA
Delray Beach, FL
July 11, 2019 - October 11, 2021
BAG INVESTMENT SERVICES, LLC·CRD# 168635
RIA
Boca Raton, FL
August 14, 2013 - March 11, 2014
ABR INVESTMENT STRATEGY, LLC·CRD# 150735
RIA
Boca Raton, FL
February 25, 2010 - December 31, 2019
BROADPOINT AMTECH, INC.·CRD# 121456
BD
San Francisco, CA
June 21, 2005 - April 14, 2009
AVIAN SECURITIES, LLC·CRD# 46347
BD
Boston, MA
September 5, 2002 - June 21, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
March 8, 2002 - September 5, 2002
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 2, 2001 - March 21, 2002
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
December 19, 2000 - April 5, 2001

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Current Firm

UO
UNEARTHING OPPORTUNITIES LLC

UNEARTHING OPPORTUNITIES LLC

CRD#: 317403

Contact Information

Main Address

16370 Via Fontana, Delray Beach, FL 33484

Phone Number

(508) 930-8703

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)The Bidea Investments LLC; Investment Related: Yes; Address: 16370 Via Fontana Delray Beach FL 33484; Nature of Business: Investments; Title/Position: Manager; Start Date: 6/24/2019; The number of hours devote to the other business outside and during securities trading hours: 0; Duties: Oversee everything

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2001About the Series 66 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2020About the Series 87 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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