Jeffery Merritt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Merritt, who also goes by Jeff Matthew Merritt, Jeffery Matthew Merritt, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2000. Jeffery had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - June 14, 2019
TD AMERITRADE, INC.
May 26, 2008 - June 4, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
July 27, 2001 - April 21, 2003
KERSHNER TRADING GROUP, LLC
June 1, 2001 - September 27, 2001
PROTRADER SECURITIES L.P.
January 3, 2001 - May 30, 2001
COMPLETE TRADE
October 20, 2000 - January 2, 2001
CHOICE INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/16/2008
Limited Representative-Equity Trader ExamCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
