MARK J. EVERETT

DIVERSIFIED FINANCIAL MANAGEMENT | Financial Advisor at Diversified Financial Management

Norwell, MA 02061-1729

Some features on this profile are disabled

CRD#: 4261840

Professional summary

MARK JOSEPH EVERETT, who also goes by Mark J Everett, Mark J. Everett, is a registered financial advisor currently at DIVERSIFIED FINANCIAL MANAGEMENT located in Norwell, Massachusetts.

MARK is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. MARK has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark J Everett | Mark J. Everett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view MARK JOSEPH EVERETT's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2015 - Present

DIVERSIFIED FINANCIAL MANAGEMENT

Office #1: 80 Washington Street Building E-13, Norwell, MA 02061-1729

RIA

CRD#: 171813

Norwell, MA

Past

May 15, 2012 - September 15, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HINGHAM, MA

Past

May 8, 2012 - September 15, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HINGHAM, MA

Past

April 2, 2008 - May 7, 2012

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BRAINTREE, MA

Past

October 25, 2000 - May 4, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BRAINTREE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFIED FINANCIAL MANAGEMENT

D/B/A DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC. | DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC. | DIVERSIFIED FINANCIAL MANAGEMENT

CRD#: 171813 / SEC#: 801-79902

RIA

Registered Investment Advisory firm - (6/13/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2000

General Securities Representative Examination

Current Firm

DIVERSIFIED FINANCIAL MANAGEMENT

D/B/A DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC. | DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC. | DIVERSIFIED FINANCIAL MANAGEMENT

CRD#: 171813 / SEC#: 801-79902

RIA

Registered Investment Advisory firm - (6/13/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

80 Washington Street Building E-13, Norwell, MA 02061-1729

Mailing Address

Phone number

(781) 792-0440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DFM ADV PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	438
AUM (Assets Under Management)	$ 302,397,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

MARK J. EVERETT

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view MARK JOSEPH EVERETT's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

DIVERSIFIED FINANCIAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2006

Series 63

Date: 11/2/2000

SIE

Date: 9/15/2015

Series 7

Date: 10/24/2000

Current Firm

DIVERSIFIED FINANCIAL MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED FINANCIAL MANAGEMENT

TRUST BUT VERIFY

Contact information

Similar Advisors