JD
Joseph J. Depasquale
AMERICAN CAPITAL PARTNERS
Atlanta, GA 30328
Some features on this profile are disabled
CRD#: 4261826
JD
Professional summary
Joseph Jon Depasquale is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Atlanta, Georgia.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Jon Depasquale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2007 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 6000 Lake Forrest Drive N.w. Suite# 325, Atlanta, GA 30328BD
CRD#: 119249
Atlanta, GA
Past
November 20, 2002 - May 18, 2007
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
MELVILLE, NY
Past
September 28, 2000 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/11/2007)
RR
Alaska(5/11/2007)
RR
Arizona(5/11/2007)
RR
Arkansas(5/11/2007)
RR
California(5/11/2007)
RR
Colorado(5/11/2007)
RR
Connecticut(5/11/2007)
RR
Delaware(5/11/2007)
RR
District of Columbia(5/11/2007)
RR
Florida(5/11/2007)
RR
Georgia(5/11/2007)
RR
Hawaii(5/11/2007)
RR
Idaho(5/11/2007)
RR
Illinois(5/11/2007)
RR
Indiana(5/11/2007)
RR
Iowa(5/11/2007)
RR
Kansas(5/11/2007)
RR
Kentucky(5/11/2007)
RR
Louisiana(5/11/2007)
RR
Maine(5/11/2007)
RR
Maryland(5/11/2007)
RR
Massachusetts(5/11/2007)
RR
Michigan(5/11/2007)
RR
Minnesota(5/11/2007)
RR
Mississippi(5/11/2007)
RR
Missouri(5/11/2007)
RR
Montana(5/11/2007)
RR
Nebraska(5/11/2007)
RR
Nevada(5/11/2007)
RR
New Hampshire(5/11/2007)
RR
New Jersey(5/11/2007)
RR
New Mexico(5/11/2007)
RR
New York(5/11/2007)
RR
North Carolina(5/11/2007)
RR
North Dakota(5/11/2007)
RR
Ohio(5/11/2007)
RR
Oklahoma(5/11/2007)
RR
Oregon(5/11/2007)
RR
Pennsylvania(5/11/2007)
RR
Puerto Rico(5/11/2007)
RR
Rhode Island(5/11/2007)
RR
South Carolina(5/11/2007)
RR
South Dakota(5/11/2007)
RR
Tennessee(1/12/2024)
RR
Texas(5/11/2007)
RR
Utah(5/11/2007)
RR
Vermont(5/11/2007)
RR
Virginia(5/11/2007)
RR
Washington(5/11/2007)
RR
West Virginia(5/11/2007)
RR
Wisconsin(5/11/2007)
RR
Wyoming(5/11/2007)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AC
AMERICAN CAPITAL PARTNERS, LLC
ACP INVESTMENTS, LLC | AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information
Main Address
205 Oser Ave., Hauppauge, NY 11788
Mailing Address
205 Oser Ave., Hauppauge, NY 11788
Phone number
(631) 851-0918
Established
New York since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
