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Ian Hunter Abernathy

FORESIDE FINANCIAL SERVICES
Clayton, MO
·CRD# 4261720·25 years experience

Professional Summary

Ian Hunter Abernathy is a registered financial advisor currently at FORESIDE FINANCIAL SERVICES, LLC located in Clayton, Missouri. Ian is registered as a RR (Registered Representative) and started their career in finance in 2001. Ian has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
190 Carondelet Plaza Suite 600, Clayton, MO 63105
October 29, 2018 - Present
LORING WARD SECURITIES INC.·CRD# 46337
BD
San Jose, CA
July 5, 2018 - October 29, 2018
ASSETMARK BROKERAGE, LLC·CRD# 169804
BD
Concord, CA
August 15, 2014 - June 6, 2018
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Concord, CA
April 1, 2008 - August 15, 2014
ASSETMARK CAPITAL CORPORATION·CRD# 37583
BD
Pleasant Hill, CA
August 19, 2005 - April 1, 2008
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
April 5, 2004 - December 31, 2004
THOMAS WEISEL PARTNERS LLC·CRD# 46237
BD
San Francisco, CA
July 30, 2001 - June 18, 2002

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Current Firm

FF
FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCDIRECTOR OWNER/SOLE MEMBER—
BRUNNER, JENNIFER ANNEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/11/2021)
RR
Alaska
(1/11/2021)
RR
Arizona
(1/11/2021)
RR
Arkansas
(1/11/2021)
RR
California
(10/29/2018)
RR
Colorado
(1/11/2021)
RR
Connecticut
(1/11/2021)
RR
Delaware
(1/11/2021)
RR
District of Columbia
(1/11/2021)
RR
Florida
(1/11/2021)
RR
Georgia
(1/11/2021)
RR
Hawaii
(1/11/2021)
RR
Idaho
(1/11/2021)
RR
Illinois
(1/11/2021)
RR
Indiana
(1/11/2021)
RR
Iowa
(1/11/2021)
RR
Kansas
(1/11/2021)
RR
Kentucky
(1/11/2021)
RR
Louisiana
(1/11/2021)
RR
Maine
(1/11/2021)
RR
Maryland
(1/11/2021)
RR
Massachusetts
(1/11/2021)
RR
Michigan
(1/11/2021)
RR
Minnesota
(1/11/2021)
RR
Mississippi
(1/11/2021)
RR
Missouri
(1/11/2021)
RR
Montana
(1/11/2021)
RR
Nebraska
(1/11/2021)
RR
Nevada
(1/11/2021)
RR
New Hampshire
(1/11/2021)
RR
New Jersey
(1/11/2021)
RR
New Mexico
(1/11/2021)
RR
New York
(1/11/2021)
RR
North Carolina
(1/11/2021)
RR
North Dakota
(1/11/2021)
RR
Ohio
(1/11/2021)
RR
Oklahoma
(1/11/2021)
RR
Oregon
(1/11/2021)
RR
Pennsylvania
(1/11/2021)
RR
Rhode Island
(1/11/2021)
RR
South Carolina
(1/11/2021)
RR
South Dakota
(1/11/2021)
RR
Tennessee
(1/11/2021)
RR
Texas
(1/11/2021)
RR
Utah
(1/11/2021)
RR
Vermont
(1/11/2021)
RR
Virginia
(1/11/2021)
RR
Washington
(1/11/2021)
RR
West Virginia
(1/11/2021)
RR
Wisconsin
(1/11/2021)
RR
Wyoming
(1/11/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ian Hunter Abernathy's CRS (Customer Relationship Summary).

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