Thomas J. Vilord
Professional summary
Thomas Joseph Vilord was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Thomas had worked at 6 firms, which includes SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., OSAIC SERVICES INC., MORGAN STANLEY & CO. LLC, MORGAN STANLEY DW INC., CITIGROUP GLOBAL MARKETS INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
July 2, 2013 - November 16, 2016
SUMMIT FINANCIAL GROUP INC
June 28, 2013 - November 16, 2016
SUMMIT BROKERAGE SERVICES, INC.
November 28, 2007 - June 21, 2013
OSAIC SERVICES, INC.
November 1, 2007 - June 21, 2013
OSAIC SERVICES, INC.
April 2, 2007 - September 19, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - September 19, 2007
MORGAN STANLEY & CO. LLC
October 1, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
May 21, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
November 3, 2000 - May 4, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
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