Catalina M. Cadavid

BBVA GLOBAL WEALTH ADVISORS

Miami, FL 33131

Some features on this profile are disabled

CRD#: 4261425

Professional summary

Catalina Maria Cadavid, who also goes by Catalina M. Cadavid, Catalina Cadavid, is a registered financial advisor currently at BBVA GLOBAL WEALTH ADVISORS, INC. located in Miami, Florida.

Catalina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Catalina has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catalina M. Cadavid | Catalina Cadavid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catalina Maria Cadavid's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2024 - Present

BBVA GLOBAL WEALTH ADVISORS, INC.

Office #1: 501 Brickell Key Drive Suite 601, Miami, FL 33131

RIA

CRD#: 327326

Miami, FL

Past

February 25, 2014 - January 18, 2023

LLOYDS SECURITIES

CRD#: 154515

NEW YORK, NY

Past

July 12, 2010 - April 27, 2012

STANCHART SECURITIES INTERNATIONAL, INC.

CRD#: 145126

MIAMI, FL

Past

May 10, 2010 - July 9, 2010

BULLTICK INVESTMENTS, LLC

CRD#: 139981

MIAMI, FL

Past

December 17, 2004 - July 9, 2010

BULLTICK SECURITIES, LLC

CRD#: 132092

MIAMI, FL

Past

September 27, 2004 - July 9, 2010

BULLTICK, LLC

CRD#: 104005

MIAMI, FL

Past

October 4, 2000 - September 24, 2004

WALLSTREET*E FINANCIAL SERVICES, INC.

CRD#: 43896

CORAL GABLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BBVA GLOBAL WEALTH ADVISORS, INC.

CRD#: 327326 / SEC#: 801-129582

RIA

Registered Investment Advisory firm - (2/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/28/2024)

IAR

Texas
(5/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/18/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/3/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/4/2000

Registered Options Principal Examination

Current Firm

BBVA GLOBAL WEALTH ADVISORS, INC.

CRD#: 327326 / SEC#: 801-129582

RIA

Registered Investment Advisory firm - (2/26/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

501 Brickell Key Drive Suite 601, Miami, FL 33131

Mailing Address

Phone number

(305) 205-7752

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BBVA GWA ADV 2A APPENDIX WRAP FEE PROGRAM (11/5/2025)

BBVA GWA ADV 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	665
AUM (Assets Under Management)	$ 1,208,850,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Catalina M. Cadavid

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catalina Maria Cadavid's CRS (Customer Relationship Summary).

Certified licenses

Experience

LLOYDS SECURITIES

STANCHART SECURITIES INTERNATIONAL, INC.

BULLTICK INVESTMENTS, LLC

BULLTICK SECURITIES, LLC

BULLTICK, LLC

WALLSTREET*E FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BBVA GLOBAL WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/2024

Series 63

Date: 11/2/2000

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 1/18/2006

Series 7

Date: 10/3/2000

Series 24

Date: 2/2/2001

Series 4

Date: 12/4/2000

Current Firm

BBVA GLOBAL WEALTH ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BBVA GLOBAL WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors