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RD

Rory K. Davis

OPTIVISE ADVISORY SERVICES LLC
Franklin, TN 37067
Some features on this profile are disabled
CRD#: 4261390
RD

Professional summary

Rory Kyle Davis is a registered financial advisor currently at OPTIVISE ADVISORY SERVICES LLC located in Franklin, Tennessee.

Rory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rory has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM A WRESTLING OFFICIAL FOR HIGH SCHOOL AND COLLEGIATE TEAMS. IT IS NON-INVESTMENT RELATED. I DEVOTE 10-15 HOURS A WEEK FROM OCTOBER EACH YEAR UNTIL MID FEBRUARY. THE HOURS ARE NOT DURING SECURITIES HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rory Kyle Davis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2021 - Present

OPTIVISE ADVISORY SERVICES LLC

Office #1: 109 Holiday Ct Suite A6, Franklin, TN 37067
RIA
CRD#: 301764
Franklin, TN
Past

May 8, 2019 - December 31, 2020

OPTIVISE ADVISORY SERVICES LLC

RIA
CRD#: 301764
Franklin, TN
Past

October 12, 2017 - April 15, 2021

PANTHREX ASSET MANAGEMENT LLC

RIA
CRD#: 281619
Franklin, TN
Past

March 29, 2016 - September 14, 2017

VIRTUE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 167816
NASHVILLE, TN
Past

June 8, 2010 - July 28, 2011

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
BRENTWOOD, TN
Past

June 1, 2010 - July 28, 2011

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
BRENTWOOD, TN
Past

August 6, 2008 - June 8, 2010

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
MURFREESBORO, TN
Past

May 21, 2008 - June 8, 2010

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
MURFREESBORO, TN
Past

February 13, 2007 - May 18, 2007

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

September 9, 2004 - February 13, 2007

AMSOUTH INVESTMENT SERVICES, INC.

BD
CRD#: 15692
NASHVILLE, TN
Past

September 15, 2000 - July 7, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OPTIVISE ADVISORY SERVICES LLC
401K WEALTH MANAGEMENT | THE CLOQUETTE GROUP | SHIELD FINANCIAL GROUP | OPTIVISE ADVISORY SERVICES LLC | LS WEALTH MANAGEMENT | KEVIN MOSS FINANCIAL MANAGEMENT

CRD#: 301764 / SEC#: 801-115232

RIA
Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(3/25/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/28/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/5/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/3/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/14/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OA
OPTIVISE ADVISORY SERVICES LLC
401K WEALTH MANAGEMENT | THE CLOQUETTE GROUP | SHIELD FINANCIAL GROUP | OPTIVISE ADVISORY SERVICES LLC | LS WEALTH MANAGEMENT | KEVIN MOSS FINANCIAL MANAGEMENT

CRD#: 301764 / SEC#: 801-115232

RIA
Registered Investment Advisory firm - (5/3/2019 Approved)
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Contact information

Main Address
109 Holiday Ct Suite A6, Franklin, TN 37067
Mailing Address
Phone number
(855) 378-1806
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts1,761
AUM (Assets Under Management)$ 267,384,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIVISE ADVISORY SERVICES LLC

CRD#: 301764Franklin, TN 37067

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