AM
Audra L. Masche
ONE CAPITAL MANAGEMENT
Scottsdale, AZ 85260
Some features on this profile are disabled
CRD#: 4261180
AM
Professional summary
Audra Lynn Masche, who also goes by Audra Smith Masche, Audra Lynn Smith, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Scottsdale, Arizona.
Audra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Audra has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Audra Smith Masche | Audra Lynn Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CMAJK LLC POSITION: owner NATURE: We will be renting out my parent's home and the LLC will own the home. We just established the LLC and are in the process of purchasing the home. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2021 ADDRESS: Home Address, Tempe AZ 85282, United States DESCRIPTION: The LLC is purchasing the other half of my parent's house from my sister. (2) TEMPE SISTER CITIES POSITION: Country Director Regensberg, Germany NATURE: To provide person to person citizen diplomacy through cultural, educational and professional exchange programs, to develop global leaders and promote mutual respect and friendships for the city of Tempe and our Sister Cities. Diversity. Inclusion. They are more than just words for us. As an all-volunteer organization that seeks to advance international and cross-cultural understanding, Tempe Sister Cities respects and embraces diversity, and practices inclusion. No matter your race, your religion, your age, your country of origin, your gender, your sexual orientation, your disabilities, your socioeconomic status, you are welcomed and included. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 95 W 4th Street, Tempe AZ 85281, United States DESCRIPTION: Serves as the liaison between Tempe Sister Cities (TSC) and the assigned International Sister City and its representatives Reports to the TSC Board of Directors on the status of and activities related to the relationship between TSC and the International Sister City, including student exchanges, educator exchanges, international visits (to Tempe and to the International Sister City), and other material developments Coordinates with the International Sister City and selected student delegates leading up to and during each year's student exchange o Oversees every aspect of the exchange to assure a positive and enriching experience for all involved o Conducts orientation meetings for student delegates and their families to prepare for travel to the International Sister City and to host an international student during the summer o Works with the International Sister City representatives to determine the optimal pairing of Tempe and international student delegates o With the travel coordinator, coordinates travel arrangements for Tempe student delegate travel to and from the International Sister City o Maintains open communications between the International Sister City, the student delegates, the families of the student delegates, and the Summer Program Director(s) during the exchange to address any concerns or issues that may arise Engages with TSC leadership, International Sister City representatives and others to facilitate relationship-building events and activities, which may include international guests visiting Tempe or TSC delegations traveling to the International Sister City Explores with TSC leadership, International Sister City representatives and others new approaches to enhance the on-going relationship between the cities Works collaboratively with other Country directors to share information and adopt best practices for the exchanges and the international relationship Serves as a Director on the TSC Board and fulfills the responsibilities of a Director Volunteers at TSC events throughout the year, which includes an appearance at the opening ceremonies at the annual Oktoberfest festival each year
CRS (Client Relationship Summary) - RIA
Click below to view Audra Lynn Masche's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2025 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 7575 E. Redfield Road Suite 235, Scottsdale, AZ 85260RIA
CRD#: 114861
Scottsdale, AZ
Past
August 28, 2017 - September 3, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
Phoenix, AZ
Past
June 13, 2017 - September 3, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
Phoenix, AZ
Past
May 16, 2013 - May 18, 2016
BBVA SECURITIES INC.
BD
CRD#: 27060
SCOTTSDALE, AZ
Past
November 2, 2007 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
SCOTTSDALE, AZ
Past
January 7, 2002 - July 13, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(10/9/2025)
IAR
California(9/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3075 Townsgate Road Suite 350, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 409-8150
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
