John K. Burdette

J. W. COLE ADVISORS

CHARLESTON, WV 25301

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CRD#: 4261059

Professional summary

John Keith Burdette II, who also goes by John Keith Burdette II, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Charleston, West Virginia and J.W. COLE FINANCIAL, INC. located in Charleston, West Virginia.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Keith Burdette Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BURDETTE & ASSOCIATES-NO-CHARLESTON, WV 25314-REAL ESTATE-PRESIDENT-7/2006-10/0 HRS-OWN RENTAL PROP;--- FOURTH AVE FINANCIAL -DBA-INVESTMENT RELATED-S CHARLESTON, WV 25314-INS SALES-MEMBER-11/5/08-160/160 HRS-FIXED INS, SALES; John Burdette- Author, 170 Court Street Charleston WV 25301, Author, Investment Related, Writer, 1/1/2014, 2 hours total, 0 during trading hours.--- Winning At Wealth Podcast, Host, Investment Related, 1802 Rolling Hills Road Charleston, WV 25314, 10/4/2022, 0 during trading hours Winning At Wealth, Content Creator, Providing access to financial literacy material, Non-investment related, 170 Court Street Charleston, WV 25301, 2/15/2023, 10 trading hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Keith Burdette II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2017 - Present

J. W. COLE ADVISORS, INC.

Office #1: 170 Court Street, Charleston, WV 25301

RIA

CRD#: 112294

CHARLESTON, WV

Current

October 19, 2017 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 170 Court Street, Charleston, WV 25301

CRD#: 124583

Charleston, WV

Past

October 29, 2008 - October 27, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

CHARLESTON, WV

Past

October 28, 2008 - October 27, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

CHARLESTON, WV

Past

October 31, 2005 - November 10, 2008

OSAIC SERVICES, INC.

RIA

CRD#: 133763

SOUTH CHARLESTON, WV

Past

October 31, 2005 - November 10, 2008

OSAIC SERVICES, INC.

CRD#: 133763

SOUTH CHARLESTON, WV

Past

September 25, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

CHARLESTON, WV

Past

December 3, 2002 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 6, 2000 - December 6, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/25/2023)

Colorado
(3/5/2024)

Florida
(10/19/2017)

Georgia
(5/17/2018)

Kentucky
(10/19/2017)

Maryland
(2/25/2020)

Michigan
(8/26/2019)

North Carolina
(10/19/2017)

Ohio
(10/19/2017)

Pennsylvania
(9/3/2025)

South Carolina
(11/2/2017)

Tennessee
(2/12/2025)

Virginia
(10/19/2017)

IAR

West Virginia
(10/25/2017)

West Virginia
(10/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/10/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John K. Burdette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Keith Burdette II's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2003

Series 63

Date: 11/10/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2000

Series 24

Date: 3/11/2003

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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