Pamela S. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Sue Knight, who also goes by Pamela Sue Goldman, Pamela Goldman, Pam Knight, Pamela Sue Lomax, Pamela Lomax, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2000. Pamela had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2017 - April 4, 2022
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
December 5, 2017 - April 4, 2022
FIRST REPUBLIC SECURITIES COMPANY, LLC
November 20, 2017 - December 7, 2017
RBC CAPITAL MARKETS, LLC
November 17, 2017 - December 7, 2017
RBC CAPITAL MARKETS, LLC
May 28, 2008 - November 8, 2017
RBC CAPITAL MARKETS, LLC
August 22, 2007 - November 8, 2017
RBC CAPITAL MARKETS, LLC
December 20, 2000 - June 29, 2004
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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