Genevieve Coutu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Genevieve Coutu was a registered financial professional .
Genevieve is a previously registered financial professional and started their career in finance in 2000. Genevieve had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 38 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2018 - April 16, 2024
LAURENTIAN CAPITAL (USA) INC
February 24, 2003 - June 22, 2018
PGM GLOBAL INC.
March 9, 2001 - August 26, 2002
NBF SECURITIES (USA) CORP.
November 1, 2000 - September 6, 2002
NBC INTERNATIONAL (USA) LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/28/2000
Limited Representative-Equity Trader ExamSeries 38
Date: 10/31/2000
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
LAURENTIAN CAPITAL (USA) INC
CRD#: 171211 / SEC#: , 8-69450
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
