Mark C. Connell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Christopher Connell was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 2000. Mark had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2007 - October 1, 2010
MARK-CHRISTOPHER
February 14, 2006 - August 23, 2006
WORLD CHOICE SECURITIES, INC.
November 9, 2005 - May 24, 2007
CAPITAL ADVISORY GROUP, INC.
February 7, 2005 - August 4, 2005
SENTRA SECURITIES CORPORATION
May 26, 2004 - August 15, 2005
LOCHINVAR VII ADVISORS
May 30, 2003 - August 4, 2005
SENTRA SECURITIES CORPORATION
April 12, 2002 - June 13, 2003
WORLD GROUP SECURITIES, INC.
February 23, 2001 - April 12, 2002
WMA SECURITIES, INC.
October 3, 2000 - December 31, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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