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ES

Emil J. Skyba

Some features on this profile are disabled
CRD#: 426026
ES

Professional summary

Emil John Skyba was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Emil is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Emil had worked at 7 firms, which includes WESTPORT CAPITAL MARKETS LLC, UBS FINANCIAL SERVICES INC., LEHMAN BROTHERS INC., SHEARSON HAYDEN STONE INC., HORNBLOWER & WEEKS - HEMPHILL NOYES INCORPORATED, PAINE WEBBER JACKSON & CURTIS INCORPORATED.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 13, 2015 - September 26, 2017

WESTPORT CAPITAL MARKETS, LLC

RIA
CRD#: 41562
BERKLEY HEIGHTS, NJ
Past

February 6, 2015 - September 26, 2017

WESTPORT CAPITAL MARKETS, LLC

BD
CRD#: 41562
WESTPORT, CT
Past

April 3, 2006 - December 10, 2014

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WESTFIELD, NJ
Past

May 18, 1993 - December 10, 2014

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
EDISON, NJ
Past

November 22, 1977 - May 25, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 17, 1976 - November 22, 1977

SHEARSON HAYDEN STONE INC.

BD
CRD#: 7295
Past

April 27, 1976 - November 17, 1976

SHEARSON HAYDEN STONE INC.

BD
CRD#: 6774
Past

April 2, 1974 - April 15, 1976

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

BD
CRD#: 412
Past

May 2, 1972 - July 7, 1975

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

BD
CRD#: 640

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/1/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/21/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/26/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/28/1984
National Commodity Futures Examination
General Industry/Product Exam
RR
PC
Date: 5/31/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 4/26/1972
Registered Representative Examination

Current Firm

WC
WESTPORT CAPITAL MARKETS, LLC
D/B/A GILMAN HILL ASSET MANAGEMENT | WHITFIELD WEALTH MANAGEMENT, LLC | WHITFIELD RETIREMENT SERVICES, LLC | WESTPORT CAPITAL MARKETS, LLC | FAVA WEALTH MANAGMENT

CRD#: 41562 / SEC#: 801-53842, 8-49495

BD
Terminated by SEC on 08/14/2021
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
257 Riverside Avenue, Westport, CT 06880
Mailing Address
Phone number
Established
Connecticut since 07/12/1996
Firm type
Limited Liability Company
Fiscal year end
June
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A INVESTMENT ADVISOR BROCHURE (11/20/2020)

Direct owners and executive officers

NamePositionCRD#
MCCLURE, CHRISTOPHER EDWARDPRESIDENT & CEO, CFO, CHIEF COMPLIANCE OFFICER, PFO, POO2289844

Disclosures

Regulatory Event2
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTPORT CAPITAL MARKETS, LLC

CRD#: 41562

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