James F. Skufca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Frank Skufca was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1960. James had worked at 4 firms and has passed the Series 63, SIE, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 1995 - December 31, 2016
FINANCIAL AMERICA SECURITIES, INC.
February 11, 1985 - May 8, 1995
AMERICA NORTHCOAST SECURITIES, INC.
November 19, 1975 - April 14, 1986
DALEY & COMPANY
November 18, 1960 - December 17, 1975
MURCH & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/18/1960
Registered Representative ExaminationCurrent Firm
FINANCIAL AMERICA SECURITIES, INC.
CRD#: 5100 / SEC#: , 8-15719
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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