JH
Jaimal C. Hayes
CARY STREET PARTNERS
Richmond, VA 23219
Some features on this profile are disabled
CRD#: 4259937
JH
Professional summary
Jaimal Charan Hayes, who also goes by Jaimal C Hayes, is a registered financial professional currently at CARY STREET PARTNERS located in Richmond, Virginia.
Jaimal is registered as a RR (Registered Representative) and started their career in finance in 2000. Jaimal has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jaimal C Hayes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jaimal Charan Hayes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2019 - Present
CARY STREET PARTNERS
Office #1: 901 East Byrd Street, Suite 1001, Richmond, VA 23219Office #2: 901 East Byrd Street Suite 1001, Richmond, VA 23219BD
CRD#: 128089
Richmond, VA
Past
February 18, 2016 - July 8, 2019
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
July 25, 2011 - April 30, 2015
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
February 3, 2011 - July 18, 2011
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
RICHMOND, VA
Past
May 7, 2008 - February 19, 2009
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
July 31, 2002 - April 16, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 12, 2001 - August 2, 2002
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Past
January 30, 2001 - August 1, 2002
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
September 8, 2000 - December 22, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2021)
RR
Alaska(9/15/2021)
RR
Arizona(9/15/2021)
RR
Arkansas(9/15/2021)
RR
California(7/1/2021)
RR
Colorado(7/1/2021)
RR
Connecticut(9/15/2021)
RR
Delaware(7/1/2021)
RR
District of Columbia(7/1/2021)
RR
Florida(7/1/2021)
RR
Georgia(7/1/2021)
RR
Hawaii(9/15/2021)
RR
Idaho(9/15/2021)
RR
Illinois(7/1/2021)
RR
Indiana(9/15/2021)
RR
Iowa(9/15/2021)
RR
Kansas(9/15/2021)
RR
Kentucky(9/15/2021)
RR
Louisiana(7/1/2021)
RR
Maine(7/1/2021)
RR
Maryland(7/1/2021)
RR
Massachusetts(7/1/2021)
RR
Michigan(7/1/2021)
RR
Minnesota(9/15/2021)
RR
Mississippi(7/1/2021)
RR
Missouri(7/1/2021)
RR
Montana(9/15/2021)
RR
Nebraska(9/15/2021)
RR
Nevada(9/15/2021)
RR
New Hampshire(9/15/2021)
RR
New Jersey(7/1/2021)
RR
New Mexico(7/1/2021)
RR
New York(7/1/2021)
RR
North Carolina(7/1/2021)
RR
North Dakota(9/15/2021)
RR
Ohio(7/1/2021)
RR
Oklahoma(9/15/2021)
RR
Oregon(7/1/2021)
RR
Pennsylvania(7/1/2021)
RR
Puerto Rico(9/15/2021)
RR
Rhode Island(7/1/2021)
RR
South Carolina(7/1/2021)
RR
South Dakota(9/15/2021)
RR
Tennessee(7/1/2021)
RR
Texas(7/1/2021)
RR
Utah(9/15/2021)
RR
Vermont(9/15/2021)
RR
Virgin Islands(9/15/2021)
RR
Virginia(7/2/2019)
RR
Washington(7/1/2021)
RR
West Virginia(9/15/2021)
RR
Wisconsin(9/15/2021)
RR
Wyoming(9/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | RIVERSTONE WEALTH MANAGEMENT | CARY STREET PARTNERS LLC
CRD#: 128089 / SEC#: , 8-66085
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Phone number
(804) 340-8100
Established
Virginia since 03/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARY STREET PARTNERS FINANCIAL LLC | SOLE MEMBER OF BROKER-DEALER | |
| BAYNE, WALTER DONALD | PRESIDENT OF BROKER-DEALER AND MANAGING DIRECTOR OF CSPF | 4427332 |
| GALLUP, WESLEY HAMILTON | CHIEF OPERATING OFFICER OF CSPF | 5037007 |
| HAYES, JAIMAL CHARAN | CHIEF COMPLIANCE OFFICER OF BROKER-DEALER | 4259937 |
| MITCHELL, KEVIN LEE | HEAD OF ACCOUNTING - CONTROLLER AND FINANCIAL OPERATIONS PRINCIPAL OF BROKER-DEALER | 3085157 |
| RUBIN, MATTHEW LAWRENCE | CHIEF INVESTMENT OFFICER OF CSPF | 3057508 |
| SCHMUCKLER, JOSEPH REDMOND | CHIEF EXECUTIVE OFFICER OF CSPF | 1156472 |
| TULLIDGE, THOMAS HOGSHEAD JR | SECRETARY/TREASURER OF BROKER-DEALER AND CHIEF STRATEGY OFFICER, LEGAL AND FINANCE OF CSPF | 2858022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARY STREET PARTNERS
CRD#: 128089Richmond, VA 23219TRUST BUT VERIFY
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