Vincent P. Andreula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Paul Andreula JR was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2000. Vincent had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2014 - January 8, 2018
SPENCER EDWARDS, INC.
June 1, 2012 - June 10, 2014
VCS VENTURE SECURITIES
December 21, 2000 - June 27, 2001
ESSEX NATIONAL SECURITIES, LLC
September 19, 2000 - December 21, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
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