Larry C. Ransburgh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Clement Ransburgh, who also goes by Larry C Ransburgh, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2000. Larry had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2008 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
February 7, 2008 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
April 30, 2007 - May 18, 2007
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 25, 2007 - May 18, 2007
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 9, 2005 - April 12, 2007
COLONIAL ASSET MANAGEMENT INC
December 20, 2002 - April 12, 2007
COLONIAL BROKERAGE, INC.
March 15, 2002 - May 20, 2002
COLONIAL BROKERAGE, INC.
September 8, 2000 - August 2, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN KEEGAN & COMPANY, LLC
CRD#: 4161 / SEC#: 801-19665, 8-15001
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | |
| BARKLEY, JOSEPH CLARENCE | OPERATIONS MANAGER - MANAGING DIRECTOR | 1373033 |
| BEAUPREZ, JACQUELINE ANN | CHIEF COMPLIANCE OFFICER / BROKER DEALER | 4075012 |
| CARSON, JOHN CONGLETON JR | CEO | 1307784 |
| FRANZ, RICHARD BONAFIELD II | CHIEF FINANCIAL OFFICER & TREASURER | 1402348 |
| MATECKI, PAUL LOUIS | GENERAL COUNSEL | 1173122 |
Disclosures
| Regulatory Event | 86 |
| Civil Event | 9 |
| Arbitration | 173 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
