Rustin R. Jordan

JORDAN FINANCIAL LLC

TAMPA, FL

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CRD#: 4259683

Professional summary

Rustin Reed Jordan, who also goes by Rustin R Jordan, is a registered financial advisor currently at JORDAN FINANCIAL LLC located in Tampa, Florida.

Rustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rustin has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rustin R Jordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TT Room LLC dba Tampa Tap Room. Business is NOT investment related. 13150 N Dale Mabry HWY Tampa, FL 33618. Restaurant & Bar. Part Owner. 28 hours per month devoted to TT Room. 0 hours devoted during trading hours. Duties include social media posting, maintain files & finance records, general maintenance to the restaurant, and update website.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rustin Reed Jordan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2010 - Present

JORDAN FINANCIAL LLC

RIA

CRD#: 153466

TAMPA, FL

Past

July 13, 2004 - December 8, 2010

ALLIANCE FAMILY INVESTMENT MANAGEMENT

RIA

CRD#: 108562

PITTSBURGH, PA

Past

December 21, 2000 - November 25, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/11/2012)

IAR

Pennsylvania
(5/26/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/2000

General Securities Representative Examination

Current Firm

JORDAN FINANCIAL LLC

CRD#: 153466 / SEC#: 801-71317

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

Florida

Registered Investment Advisory firm - (9/11/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/31/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(412) 303-4664

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 44,579,952

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rustin R. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rustin Reed Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

JORDAN FINANCIAL LLC

ALLIANCE FAMILY INVESTMENT MANAGEMENT

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2004

Series 63

Date: 1/23/2001

Series 7

Date: 12/20/2000

Current Firm

JORDAN FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JORDAN FINANCIAL LLC

TRUST BUT VERIFY

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