William K. Lasseter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Kenneth Lasseter was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2011 - March 18, 2015
USAA FINANCIAL PLANNING SERVICES
June 20, 2011 - March 18, 2015
USAA FINANCIAL ADVISORS, INC.
December 13, 2007 - December 2, 2009
EDWARD JONES
November 12, 2007 - December 2, 2009
EDWARD JONES
January 15, 2007 - November 15, 2007
QUEST CAPITAL STRATEGIES, INC.
January 2, 2004 - February 16, 2005
ARCHER ALEXANDER SECURITIES CORPORATION
December 18, 2003 - January 5, 2004
NATIONS FINANCIAL GROUP, INC.
April 16, 2003 - December 18, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
August 6, 2002 - April 21, 2003
GUNNALLEN FINANCIAL, INC
May 20, 2002 - August 2, 2002
GUNNALLEN FINANCIAL, INC
October 24, 2000 - May 22, 2002
KOVACK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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