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RR

Rodolfo E. Rodriguez

EPG WEALTH MANAGEMENT
Cumming, GA
Some features on this profile are disabled
CRD#: 4259619
RR

Professional summary

Rodolfo Ernesto Rodriguez, who also goes by Rudy E Rodriguez, Rudy Ernesto Rodriguez, Rudy Rodriguez, Rodolfo E Rodriguez, is a registered financial advisor currently at EPG WEALTH MANAGEMENT LLC located in Cumming, Georgia and ARKADIOS CAPITAL located in Atlanta, Georgia.

Rodolfo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Rodolfo has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rudy E Rodriguez | Rudy Ernesto Rodriguez | Rudy Rodriguez | Rodolfo E Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodolfo Ernesto Rodriguez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2023 - Present

EPG WEALTH MANAGEMENT LLC

RIA
CRD#: 302075
Cumming, GA
Current

January 6, 2023 - Present

ARKADIOS CAPITAL

Office #1: 309 East Paces Ferry Road Suite 900, Atlanta, GA 30305
BD
CRD#: 282710
Atlanta, GA
Past

September 29, 2015 - December 31, 2022

EQUITY SERVICES, INC.

RIA
CRD#: 265
ATLANTA, GA
Past

September 24, 2015 - December 31, 2022

EQUITY SERVICES, INC.

BD
CRD#: 265
ATLANTA, GA
Past

January 2, 2015 - September 8, 2015

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
ATLANTA, GA
Past

January 2, 2015 - September 8, 2015

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ATLANTA, GA
Past

April 2, 2014 - January 2, 2015

NEW ENGLAND SECURITIES

RIA
CRD#: 615
ATLANTA, GA
Past

July 23, 2009 - January 2, 2015

NEW ENGLAND SECURITIES

BD
CRD#: 615
ATLANTA, GA
Past

June 1, 2005 - May 5, 2006

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
DULUTH, GA
Past

June 1, 2005 - July 24, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DULUTH, GA
Past

April 16, 2003 - June 1, 2005

MONY SECURITIES CORPORATION

RIA
CRD#: 4386
DULUTH, GA
Past

November 21, 2000 - June 1, 2005

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EPG WEALTH MANAGEMENT LLC
EAST PACES GROUP | KINSHIP WEALTH PARTNERS | EPG WEALTH MANAGEMENT LLC

CRD#: 302075 / SEC#: 801-116719

RIA
Registered Investment Advisory firm - (5/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/9/2023)
IAR
Florida
(1/14/2026)
RR
Georgia
(1/10/2023)
IAR
Georgia
(1/10/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/24/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/23/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/13/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EW
EPG WEALTH MANAGEMENT LLC
EAST PACES GROUP | KINSHIP WEALTH PARTNERS | EPG WEALTH MANAGEMENT LLC

CRD#: 302075 / SEC#: 801-116719

RIA
Registered Investment Advisory firm - (5/31/2019 Approved)
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Contact information

Main Address
309 East Paces Ferry Rd Ne Ste 900, Atlanta, GA 30305
Mailing Address
Phone number
(404) 809-3680
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EPG WEALTH MANAGEMENT FIRM BROCHURE (3/12/2025)
EPG WEALTH MANAGMENT WRAP FEE PROGRAM BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,114
AUM (Assets Under Management)$ 495,489,968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EPG WEALTH MANAGEMENT LLC

CRD#: 302075Cumming, GA

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