Kenneth W. Skousen
Professional summary
Kenneth Willard Skousen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1974. Prior to being barred, Kenneth had worked at 6 firms, which includes AVANTAX INVESTMENT SERVICES INC., SECURITIES RESOURCE GROUP LTD., AMERICAN RETIREMENT FINANCIAL SERVICES INC., PRINCETON AMERICAN EQUITIES CORPORATION, ANCHOR NATIONAL FINANCIAL SERVICES INC., TCA MANAGEMENT CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 1994 - March 6, 1997
AVANTAX INVESTMENT SERVICES, INC.
July 15, 1991 - July 7, 1993
SECURITIES RESOURCE GROUP, LTD.
April 12, 1989 - August 15, 1989
AMERICAN RETIREMENT FINANCIAL SERVICES, INC.
January 26, 1988 - December 30, 1988
PRINCETON AMERICAN EQUITIES CORPORATION
June 19, 1985 - December 31, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 21, 1974 - March 2, 1978
TCA MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/17/1974
Registered Representative ExaminationCurrent Firm
AVANTAX INVESTMENT SERVICES, INC.
CRD#: 13686 / SEC#: , 8-29533
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVANTAX WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | GENERAL COUNSEL, SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | PRINCIPAL OPERATIONS OFFICER | 1572778 |
| MACKAY, TODD CHRISTOPHER | DIRECTOR AND VICE PRESIDENT | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER | 5769181 |
| NEARY, JOSEPH DANIEL | DIRECTOR AND VICE PRESIDENT | 2993505 |
| WATTS, ANDREW DAVID | PRESIDENT | 4780880 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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